Adviser Profile
| As of Date | 03/16/2020 |
| Registration status | Terminated |
| ADV Location | INDIANAPOLIS, IN, United States |
| AUM* | 124,173,338 |
| of that, discretionary | 124,173,338 |
| Number of Employees | 6 |
| of those in investment advisory functions | 4 |
| Private Fund GAV* | 0 |
| Avg Account Size | 435,696 |
| % High Net Worth | 16.96% |
| SMA’s | Yes |
| Private Funds | 0 |
Adviser Type
- Large advisory firm
Client Types
- Individuals (other than high net worth individuals)
- High net worth individuals
- Charitable organizations
Advisory Activities
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
Compensation Arrangments
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
Reported AUM
186M
160M
133M
106M
80M
53M
27M
2015
2016
2017
2018
2019
2020
Private Funds
No private funds
Employees
Top Holdings
| Stock Ticker | Stock Name | $ Position | % Position | $ Change | # Change |
|---|---|---|---|---|---|
| Stck Ticker037833100 | Stock NameAPPLE INC | $ Position$16,674,676 | % Position10.00% | $ Change-13.00% | # Change-7.00% |
| Stck Ticker532457108 | Stock NameELI LILLY & CO | $ Position$17,752,946 | % Position10.00% | $ Change-18.00% | # Change-5.00% |
| Stck Ticker11135F101 | Stock NameBROADCOM INC | $ Position$6,206,131 | % Position4.00% | $ Change-21.00% | # Change-12.00% |
| Stck Ticker594918104 | Stock NameMICROSOFT CORP | $ Position$6,372,401 | % Position4.00% | $ Change-32.00% | # Change-11.00% |
| Stck Ticker15101Q207 | Stock NameCELESTICA INC | $ Position$5,952,321 | % Position3.00% | $ Change-5.00% | # Change0.00% |
| Stck Ticker874039100 | Stock NameTAIWAN SEMICONDUCTOR MANUFAC | $ Position$5,843,945 | % Position3.00% | $ Change1.00% | # Change-9.00% |
| Stck Ticker67066G104 | Stock NameNVIDIA CORPORATION | $ Position$5,817,112 | % Position3.00% | $ Change-12.00% | # Change-6.00% |
| Stck Ticker767204100 | Stock NameRIO TINTO PLC | $ Position$3,111,035 | % Position2.00% | $ Change3.00% | # Change-12.00% |
| Stck Ticker872540109 | Stock NameTJX COS INC NEW | $ Position$2,638,031 | % Position2.00% | $ Change-6.00% | # Change-9.00% |
| Stck Ticker149123101 | Stock NameCATERPILLAR INC | $ Position$4,241,705 | % Position2.00% | $ Change10.00% | # Change-11.00% |