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Adviser Profile

As of Date 07/19/2024
Adviser Type - Large advisory firm
Number of Employees 17 -10.53%
of those in investment advisory functions 8
Registration SEC, Approved, 10/16/1987
AUM* 1,109,896,976 -1.14%
of that, discretionary 1,072,172,273 -1.83%
Private Fund GAV* 31,158,192
Avg Account Size 8,739,346 -15.15%
% High Net Worth 40.94% -14.17%
SMA’s Yes
Private Funds 1
Contact Info 612 xxxxxxx
Websites

Client Types

- High net worth individuals
- Investment companies
- Pooled investment vehicles
- Pension and profit sharing plans
- Corporations or other businesses not listed above
- Other

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses
- Publication of periodicals or newsletters

Compensation Arrangments

- A percentage of assets under your management
- Subscription fees (for a newsletter or periodical)
- Fixed fees (other than subscription fees)

Reported AUM

Discretionary
Non-discretionary
2B 2B 1B 1B 762M 508M 254M
2015 2016 2017 2018 2019 2020 2021 2022 2023

Private Funds



Employees

Private Funds Structure

Fund Type Count GAV
Fund TypeHedge Fund Count1 GAV$31,158,192

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Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
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Stck Ticker594918104 Stock NameMicrosoft Corp. $ Position$29,522,388 % Position3.00% $ Change5.00% # Change-1.00%
Stck Ticker30303M102 Stock NameMeta Platforms Inc. $ Position$20,620,077 % Position2.00% $ Change3.00% # Change-1.00%
Stck Ticker464288638 Stock NameiShares 5-10yr Investment Grad $ Position$19,986,479 % Position2.00% $ Change-1.00% # Change0.00%
Stck Ticker464288117 Stock NameiShares International Treasury $ Position$15,489,328 % Position2.00% $ Change-4.00% # Change-1.00%
Stck Ticker02079K305 Stock NameAlphabet Inc. $ Position$17,537,402 % Position2.00% $ Change20.00% # Change-1.00%
Stck Ticker037833100 Stock NameApple Inc. $ Position$19,714,243 % Position2.00% $ Change22.00% # Change-1.00%
Stck Ticker038222105 Stock NameApplied Materials Inc. $ Position$18,339,727 % Position2.00% $ Change-4.00% # Change-16.00%
Stck Ticker25460E869 Stock NameDirexion Daily S&P500 Bear 1X $ Position$20,141,248 % Position2.00% $ Change-5.00% # Change-2.00%
Stck Ticker81369Y803 Stock NameTechnology Select Sector SPDR $ Position$16,518,636 % Position2.00% $ Change-3.00% # Change-11.00%

Brochure Summary