9AT: DILLON & ASSOCIATES INC

Adviser Profile

As of Date	06/30/2026
Registration	SEC, Approved, 03/04/1988
ADV Location	JACKSON, MI, United States
Contact Info	517 xxxxxxx
Websites

AUM^*	916,399,032 40%
of that, discretionary	164,175,620 111%
Number of Employees	8 14%
of those in investment advisory functions	4 33%
Private Fund GAV^*	0
Avg Account Size	951,609 17%
% High Net Worth	10.15% 8%
SMA’s	Yes
Private Funds	0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Pension consulting services

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser BRITE INVESTMENTS USA, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM36.5m	#Funds-
Adviser INTERWEALTH MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM298.0m	#Funds-
Adviser HUDSON HERITAGE CAPITAL MANAGEMENT, INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM128.7m	#Funds-
Adviser SAGESPRING WEALTH PARTNERS	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM8.5b	#Funds-
Adviser BLUEPRINT PARTNERS LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM292.9m	#Funds-
Adviser LAWRENCE FINANCIAL PLANNING, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM114.6m	#Funds-
Adviser B.B. GRAHAM & COMPANY, INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM321.7m	#Funds-
Adviser SAYBROOK WEALTH GROUP, INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM292.1m	#Funds-
Adviser SB ADVISORY, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM1.1b	#Funds-
Adviser HUDSON VIEW ADVISORS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM64.3m	#Funds-

Stock Ticker	Stock Name	$ Position	% Position	$ Change	# Change
Stck Ticker67066G104	Stock NameNVIDIA Corp	$ Position$149,426	% Position21.00%	$ Change-8.00%	# Change-1.00%
Stck Ticker037833100	Stock NameApple Inc	$ Position$64,140	% Position9.00%	$ Change-8.00%	# Change-1.00%
Stck Ticker02079K305	Stock NameAlphabet Inc CL A	$ Position$55,665	% Position8.00%	$ Change-8.00%	# Change0.00%
Stck Ticker92826C839	Stock NameVISA Inc	$ Position$35,175	% Position5.00%	$ Change-14.00%	# Change0.00%
Stck Ticker863667101	Stock NameStryker Corp	$ Position$28,697	% Position4.00%	$ Change-5.00%	# Change1.00%
Stck Ticker697435105	Stock NamePalo Alto Networks	$ Position$20,045	% Position3.00%	$ Change-6.00%	# Change8.00%
Stck Ticker002824100	Stock NameAbbott Laboratories	$ Position$23,823	% Position3.00%	$ Change-16.00%	# Change2.00%
Stck Ticker023135106	Stock NameAmazon.com Inc	$ Position$20,748	% Position3.00%	$ Change-8.00%	# Change3.00%
Stck Ticker147528103	Stock NameCasey's General Stores	$ Position$21,728	% Position3.00%	$ Change50.00%	# Change14.00%
Stck Ticker22160K105	Stock NameCostco Wholesale Corp	$ Position$14,371	% Position2.00%	$ Change22.00%	# Change6.00%

Brochure Summary

Overview

Dillon & Associates, Inc. is a privately-owned corporation established in 1988. Jeffrey P. Dillon and Eric J. Grasse are the only shareholders. Jeffrey P. Dillon owns the majority of all outstanding shares. Our firm provides investment advice to clients on an ongoing basis. Our advice usually involves individual equities (domestic and foreign), corporate and municipal bonds, United States government securities, and certificates of deposit. We may also provide recommendations regarding mutual funds, warrants, rights offerings, and commercial paper. We make recommendations specific to each client in an effort to meet their individual needs and objectives. Portfolio holdings vary across client accounts depending on their goals. For example, a high net worth individual earning a large salary focused on growing his assets will own different assets than a retired couple focused on generating income to meet day-to-day expenses. The high-net-worth individual will likely be willing to assume greater price volatility and need little or no income; he may own a portfolio consisting only of individual stocks that pay little or no dividends. The retired couple may desire price stability and a consistent stream of income, and therefore invest in a combination of stocks paying a dividend and bonds. We are fiduciaries under the

Investment Advisers Act of 1940 and when we provide investment advice to you regarding your retirement plan account or individual retirement account, we are also fiduciaries within the meaning of Title I of the Employee Retirement Income Security Act (ERISA) and/or the Internal Revenue Code, as applicable, which are laws governing retirement accounts. We have to act in your best interest and not put our interest ahead of yours. When providing investment management services to retirement plans, we may exercise discretionary authority or control over plan investments. If the plan is subject to ERISA, we perform these services as a fiduciary and investment manager under ERISA Sections 3(21) and 3(38), respectively. As such, we assume fiduciary responsibility for the selection, monitoring, and replacement of investment options in the plan. We are legally required to act with the degree of diligence, care, and skill that a prudent person rendering similar services would exercise under similar circumstances. Our recommendations will incorporate client preferences or restrictions, such as avoiding “sin” stocks (alcohol, tobacco, gambling) or maintaining a specific asset allocation (mix between stocks, bonds, cash). As of December 31, 2023, we manage $656,462,311. Of this amount, $77,686,124 is discretionary. - - 4 - -

DILLON & ASSOCIATES INC

DILLON & ASSOCIATES INC

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Top Holdings

Brochure Summary

Overview

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DILLON & ASSOCIATES INC DILLON & ASSOCIATES INC

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Top Holdings

Brochure Summary

Overview

DILLON & ASSOCIATES INC

DILLON & ASSOCIATES INC