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Adviser Profile

As of Date 07/26/2024
Adviser Type - Large advisory firm
Number of Employees 5
of those in investment advisory functions 3
Registration SEC, Approved, 04/22/1988
AUM* 413,944,149 27.40%
of that, discretionary 409,878,079 28.35%
Private Fund GAV* 84,872,715
Avg Account Size 1,203,326 45.92%
% High Net Worth 45.82% -5.46%
SMA’s Yes
Private Funds 1
Contact Info 212 xxxxxxx
Websites

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pooled investment vehicles
- Pension and profit sharing plans
- Charitable organizations
- State or municipal government entities
- Corporations or other businesses not listed above
- Other

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Reported AUM

482M 414M 345M 276M 207M 138M 69M
2015 2016 2017 2018 2019 2020 2021 2022 2023
Discretionary
Non-discretionary

Private Funds

Employees

Private Funds Structure

Fund Type Count GAV
Fund TypeHedge Fund Count1 GAV$84,872,715

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Top Holdings

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Stck Ticker023135106 Stock NameAMAZON COM INC $ Position$79,530,630 % Position19.00% $ Change12.00% # Change-5.00%
Stck Ticker594918104 Stock NameMICROSOFT CORP $ Position$50,628,051 % Position12.00% $ Change-39.00% # Change-38.00%
Stck Ticker22160K105 Stock NameCOSTCO WHOLESALE CORP NEW $ Position$34,562,621 % Position8.00% $ Change4.00% # Change0.00%
Stck Ticker037833100 Stock NameAPPLE INC $ Position$23,088,974 % Position6.00% $ Change8.00% # Change0.00%
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Stck Ticker02079K305 Stock NameALPHABET INC $ Position$15,886,813 % Position4.00% $ Change # Change
Stck Ticker874039100 Stock NameTAIWAN SEMICONDUCTOR MFG LTD $ Position$16,112,814 % Position4.00% $ Change4.00% # Change-8.00%
Stck TickerH1467J104 Stock NameCHUBB LIMITED $ Position$11,119,970 % Position3.00% $ Change-15.00% # Change-11.00%
Stck TickerN07059210 Stock NameASML HLDG N V $ Position$2,772,320 % Position1.00% $ Change # Change

Brochure Summary