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Adviser Profile

As of Date 07/26/2024
Adviser Type - Large advisory firm
Number of Employees 5
of those in investment advisory functions 3
Registration SEC, Approved, 04/22/1988
AUM* 413,944,149 27.40%
of that, discretionary 409,878,079 28.35%
Private Fund GAV* 84,872,715 50.82%
Avg Account Size 1,203,326 45.92%
% High Net Worth 45.82% -5.46%
SMA’s Yes
Private Funds 1
Contact Info 212 xxxxxxx
Websites

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pooled investment vehicles
- Pension and profit sharing plans
- Charitable organizations
- State or municipal government entities
- Corporations or other businesses not listed above
- Other

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Reported AUM

Discretionary
Non-discretionary
482M 414M 345M 276M 207M 138M 69M
2015 2016 2017 2018 2019 2020 2021 2022 2023

Private Funds



Employees

Private Funds Structure

Fund Type Count GAV
Fund TypeHedge Fund Count1 GAV$84,872,715

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Top Holdings

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Stck Ticker594918104 Stock NameMICROSOFT CORP $ Position$86,828,083 % Position21.00% $ Change3.00% # Change-3.00%
Stck Ticker023135106 Stock NameAMAZON COM INC $ Position$68,049,702 % Position16.00% $ Change6.00% # Change-1.00%
Stck Ticker22160K105 Stock NameCOSTCO WHSL CORP NEW $ Position$32,304,720 % Position8.00% $ Change15.00% # Change-1.00%
Stck Ticker037833100 Stock NameAPPLE INC $ Position$20,049,760 % Position5.00% $ Change21.00% # Change-1.00%
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Stck Ticker532457108 Stock NameLILLY ELI & CO $ Position$10,933,369 % Position3.00% $ Change85.00% # Change59.00%
Stck Ticker874039100 Stock NameTAIWAN SEMICONDUCTOR MFG LTD $ Position$11,566,882 % Position3.00% $ Change252.00% # Change175.00%
Stck Ticker02079K305 Stock NameALPHABET INC CL A $ Position$11,761,426 % Position3.00% $ Change # Change
Stck Ticker88160R101 Stock NameTESLA INC $ Position$10,239,894 % Position2.00% $ Change217.00% # Change181.00%

Brochure Summary