Adviser Profile

As of Date 03/10/2026
Registration SEC, Approved, 07/21/1988
ADV Location WALNUT CREEK, CA, United States
Contact Info 415 xxxxxxx
Websites
AUM* 390,000,000 -25%
of that, discretionary 131,000,000 -29%
Number of Employees 5 -17%
of those in investment advisory functions 5 -17%
Private Fund GAV* 0
Avg Account Size 5,652,174 -34%
% High Net Worth 72.46% -4%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- High net worth individuals
- Charitable organizations
- Corporations or other businesses not listed above
- Other

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

1B 905M 754M 603M 452M 302M 151M
2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

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Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker49338L103 Stock NameKeysight Technologies, Inc. $ Position$11,092,058 % Position7.00% $ Change15.00% # Change-18.00%
Stck Ticker929740108 Stock NameWabtec $ Position$11,194,718 % Position7.00% $ Change-3.00% # Change-17.00%
Stck Ticker928254101 Stock NameVirtu Financial $ Position$9,982,141 % Position6.00% $ Change9.00% # Change-18.00%
Stck Ticker12504L109 Stock NameCBRE Group $ Position$10,337,901 % Position6.00% $ Change-30.00% # Change-17.00%
Stck Ticker45866F104 Stock NameIntercontinental Exchange, Inc. $ Position$7,342,302 % Position5.00% $ Change-20.00% # Change-18.00%
Stck Ticker46982L108 Stock NameJacobs Solutions Inc. $ Position$6,684,618 % Position4.00% $ Change-20.00% # Change-16.00%
Stck TickerG3922B107 Stock NameGenpact Ltd. $ Position$6,053,795 % Position4.00% $ Change-33.00% # Change-16.00%
Stck Ticker29084Q100 Stock NameEmcor Group $ Position$6,899,507 % Position4.00% $ Change0.00% # Change-17.00%
Stck Ticker298736109 Stock NameEuronet Worldwide $ Position$5,954,849 % Position4.00% $ Change-27.00% # Change-16.00%
Stck Ticker00846U101 Stock NameAgilent Technologies $ Position$6,356,665 % Position4.00% $ Change-30.00% # Change-17.00%

Brochure Summary