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Adviser Profile

As of Date 04/02/2026
Registration SEC, Approved, 11/25/1988
ADV Location FOLSOM, CA, United States
Contact Info 916 xxxxxxx
Websites
AUM* 670,996,783 43%
of that, discretionary 662,877,103 42%
Number of Employees 11 10%
of those in investment advisory functions 6 -14%
Private Fund GAV* 0
Avg Account Size 294,039 27%
% High Net Worth 27.81% 22%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges

Reported AUM

663M 568M 473M 379M 284M 189M 95M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

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Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker464287150 Stock NameISHARES CORE S&P TOTAL U.S. STOCK MARKET ETF $ Position$39,202,666 % Position11.00% $ Change21.00% # Change5.00%
Stck Ticker808524771 Stock NameSCHWAB FUNDAMENTAL U.S. LARGE COMPANY ETF $ Position$32,160,585 % Position9.00% $ Change11.00% # Change-1.00%
Stck Ticker92189F643 Stock NameVANECK MORNINGSTAR WIDE MOAT ETF $ Position$30,020,175 % Position9.00% $ Change7.00% # Change-1.00%
Stck Ticker46641Q159 Stock NameJPMORGAN INCOME ETF $ Position$25,051,585 % Position7.00% $ Change2.00% # Change2.00%
Stck Ticker46436E403 Stock NameISHARES MSCI USA QUALITY GARP ETF $ Position$20,062,732 % Position6.00% $ Change30.00% # Change1.00%
Stck Ticker464287309 Stock NameISHARES S&P 500 GROWTH ETF $ Position$18,234,732 % Position5.00% $ Change23.00% # Change1.00%
Stck Ticker46090E103 Stock NameINVESCO QQQ TRUST SERIES I $ Position$15,769,835 % Position5.00% $ Change28.00% # Change0.00%
Stck Ticker46432F842 Stock NameISHARES CORE MSCI EAFE ETF $ Position$13,357,228 % Position4.00% $ Change10.00% # Change3.00%
Stck Ticker025072877 Stock NameAVANTIS U.S. SMALL CAP VALUE ETF $ Position$9,738,031 % Position3.00% $ Change13.00% # Change0.00%
Stck Ticker72201R833 Stock NamePIMCO ENHANCED SHORT MATURITY ACTIVE EXCHANGE-TRADED FUND $ Position$6,833,862 % Position2.00% $ Change-1.00% # Change-1.00%

Brochure Summary