Adviser Profile

As of Date 03/10/2026
Registration SEC, Approved, 04/24/1989
ADV Location NORTHBROOK, IL, United States
Contact Info (84 xxxxxxx
Websites
AUM* 317,088,290 5%
of that, discretionary 317,088,290 5%
Number of Employees 7
of those in investment advisory functions 4
Private Fund GAV* 0
Avg Account Size 502,517 -63%
% High Net Worth 34.86% -3%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

317M 272M 226M 181M 136M 91M 45M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

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Top Holdings

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Stck Ticker697435105 Stock NamePALO ALTO NETWORKS INC $ Position$5,160,861 % Position2.00% $ Change6.00% # Change21.00%
Stck Ticker74762E102 Stock NameQUANTA SVCS INC $ Position$4,336,160 % Position2.00% $ Change31.00% # Change1.00%

Brochure Summary