Adviser Profile

As of Date 12/26/2024
Registration status Terminated
ADV Location SANTA MONICA, CA, United States
Contact Info 310 xxxxxxx
Websites
AUM* 146,810,142 -12%
of that, discretionary 146,810,142 -12%
Number of Employees 48 500%
of those in investment advisory functions 8
Private Fund GAV* 0
Avg Account Size 241,068 23%
% High Net Worth 3.45% 21%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations
- Other investment advisers
- Corporations or other businesses not listed above

Advisory Activities

- Portfolio management for individuals and/or small businesses

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

336M 288M 240M 192M 144M 96M 48M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

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