| As of Date | 03/18/2026 |
| Registration | SEC, Approved, 01/26/1990 |
| ADV Location | WEST HARTFORD, CT, United States |
| Contact Info | 860 xxxxxxx |
| Websites |
| AUM* | 2,276,256,000 14% |
| of that, discretionary | 2,276,256,000 14% |
| Number of Employees | 30 3% |
| of those in investment advisory functions | 20 |
| Private Fund GAV* | 0 |
| Avg Account Size | 740,487 7% |
| % High Net Worth | 30.46% 11% |
| SMA’s | Yes |
| Private Funds | 0 |
- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations
- Corporations or other businesses not listed above
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
No private funds
| Accounting Firm Name | Filing Date | Form ADV-E |
|---|---|---|
| Accounting Firm Name WHITTLESEY | Filing Date01/28/2025 | Form ADV-E View Report |
| Accounting Firm Name WHITTLESEY | Filing Date02/29/2024 | Form ADV-E View Report |
| Accounting Firm Name WHITTLESEY | Filing Date03/29/2023 | Form ADV-E View Report |
| Adviser | Hedge Fund | Liquidity Fund | Private Equity Fund | Real Estate Fund | Securitized Asset Fund | Venture Capital Fund | Other Fund | Total Private Fund GAV | AUM | #Funds | |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Adviser TRAIL RIDGE INVESTMENT ADVISORS, LLC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM352.9m | #Funds- | |
| Adviser PINNACLE WEALTH ADVISORS | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM936.5m | #Funds- | |
| Adviser G2 CAPITAL MANAGEMENT, LLC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund3.3m | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV3.3m | AUM756.5m | #Funds1 | |
| Adviser MAGNOLIA CAPITAL MANAGEMENT | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM227.7m | #Funds- | |
| Adviser CHAPMAN INVESTMENT MANAGEMENT, LLC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM200.1m | #Funds- | |
| Adviser SARASIN ASSET MANAGEMENT LIMITED | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM555.0m | #Funds- | |
| Adviser RBC ROCHDALE, LLC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM73.0b | #Funds1 | |
| Adviser ALPINE SAXON WOODS | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM669.6m | #Funds- | |
| Adviser AJ WEALTH | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM2.4b | #Funds- | |
| Adviser WATERS, PARKERSON & CO., LLC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM2.9b | #Funds- |