9AT: SUMITOMO MITSUI DS ASSET MANAGEMENT (HONG KONG) LIMITED

Adviser Profile

As of Date	03/30/2026
Registration	SEC, Approved, 05/18/1990
ADV Location	HONG KONG, China
Contact Info	852 xxxxxxx
Websites

AUM^*	566,726,764 11%
of that, discretionary	450,875,595 12%
Number of Employees	27 -13%
of those in investment advisory functions	10 -23%
Private Fund GAV^*	0
Avg Account Size	35,420,423 11%
SMA’s	Yes
Private Funds	0

Adviser Type

- Large advisory firm
- Outside the United States

Client Types

- Pooled investment vehicles

Advisory Activities

- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser CREDICORP CAPITAL ADVISORS LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM1.6b	#Funds-
Adviser HERMES GPE LLP	Hedge Fund-	Liquidity Fund-	Private Equity Fund1.2b	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund1.9b	Total Private Fund GAV3.1b	AUM8.9b	#Funds13
Adviser BEUTEL, GOODMAN & COMPANY LTD.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM36.1b	#Funds-
Adviser COOLABAH CAPITAL INSTITUTIONAL INVESTMENTS PTY LIMITED	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM9.8b	#Funds-
Adviser GOLDEN EAGLE CAPITAL ADVISORS, INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM46.8m	#Funds1
Adviser LEDGER ILS MANAGERS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM32.1m	#Funds-
Adviser STONEHAGE FLEMING	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM23.8b	#Funds-
Adviser AFLAC ASSET MANAGEMENT LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund2.5b	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV2.5b	AUM133.5b	#Funds3
Adviser SEAVIEW INVESTMENT MANAGERS LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM1.4b	#Funds-
Adviser CSOP ASSET MANAGEMENT LIMITED	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM25.9b	#Funds-

Brochure Summary

Overview

Advisory Firm SMDAM-HK, a Hong Kong corporation, was originally established in Hong Kong in 1988 as Daiwa International Capital Management (HK) Ltd. (“DICAM HK”) to provide account management and client services to institutional investors in the Asia ex-Japan region. DICAM HK was renamed Daiwa SB Investments (HK) Ltd. in 1999 and subsequently renamed Sumitomo Mitsui DS Asset Management (Hong Kong) Limited in 2019. SMDAM-HK is a wholly owned subsidiary of Sumitomo Mitsui DS Asset Management Company, Limited (“SMD-AM”), which was formed by the merger of Daiwa SB Investments Ltd. and Sumitomo Mitsui Asset Management Company, Limited on April 1, 2019. SMD- AM is an investment adviser and has its principal office in Tokyo, Japan. SMD-AM’s shareholding structure is as follows:- Sumitomo Mitsui Financial Group, Inc. – 50.1% Daiwa Securities Group, Inc. – 23.5% Mitsui Sumitomo Insurance Co. – 15.0% Sumitomo Life Insurance Co. – 10.4% Sumitomo Mitsui Trust Bank, Limited – 1.0% Advisory Services We furnish discretionary portfolio management services to institutional clients, primarily consisting of governmental pension funds, private corporate pension funds and related trusts.

SMD-AM may act as our sub-advisor in some of our client engagements and provide the investment management services that we offer; in that connection SMD-AM utilizes the investment advisory services of other wholly owned subsidiaries of SMD-AM that may also have registered as investment advisers with the SEC. However, we are named as the investment manager in our investment advisory agreements with our clients and remain responsible for the investment management services provided by SMD-AM and our sister subsidiaries. We also assist SMD-AM in the marketing, servicing and administration of its sub-advisory services. We do not provide investment advisory or management services to U.S. individuals. As of December 2023, we had US$447,182,393 of assets under management on a discretionary basis. We also have US$116,686,389 of assets under management on a non-discretionary basis. The investment management services we offer are based on the individual mandate of the client and consist of the strategies described below under “Methods of Analysis, Investment Strategies and Risk of Loss.” Clients may impose restrictions on investment in particular securities or types of securities and may impose account-related position limits.

SUMITOMO MITSUI DS ASSET MANAGEMENT (HONG KONG) LIMITED

SUMITOMO MITSUI DS ASSET MANAGEMENT (HONG KONG) LIMITED

DAIWA SB INVESTMENTS (HK) LTD

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

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SUMITOMO MITSUI DS ASSET MANAGEMENT (HONG KONG) LIMITED SUMITOMO MITSUI DS ASSET MANAGEMENT (HONG KONG) LIMITED DAIWA SB INVESTMENTS (HK) LTD

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

SUMITOMO MITSUI DS ASSET MANAGEMENT (HONG KONG) LIMITED

SUMITOMO MITSUI DS ASSET MANAGEMENT (HONG KONG) LIMITED

DAIWA SB INVESTMENTS (HK) LTD