9AT: GRAND JEAN CAPITAL MANAGEMENT INC.

Adviser Profile

As of Date	04/02/2025
Registration status	Terminated
ADV Location	SAN FRANCISCO, CA, United States
Contact Info	415 xxxxxxx
Websites

AUM^*	464,583,989 21%
of that, discretionary	464,583,989 21%
Number of Employees	6
of those in investment advisory functions	5
Private Fund GAV^*	0
Avg Account Size	2,277,372 26%
% High Net Worth	80.84% 1%
SMA’s	Yes
Private Funds	0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser LIPE & DALTON INVESTMENT COUNSEL	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM779.9m	#Funds-
Adviser ANCORA PRIVATE WEALTH ADVISORS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM3.9b	#Funds-
Adviser HELLER WEALTH MANAGEMENT	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM553.9m	#Funds-
Adviser OSPREY CAPITAL MANAGEMENT CORP.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM197.2m	#Funds-
Adviser UNISON	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM2.0b	#Funds-
Adviser MOSER WEALTH ADVISORS	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM279.0m	#Funds-
Adviser ROBERTS WEALTH ADVISORS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM446.0m	#Funds-
Adviser REDMONT WEALTH	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM4.8m	#Funds-
Adviser WILEN INVESTMENT MANAGEMENT CORP.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM169.0m	#Funds-
Adviser ATALA FINANCIAL INC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund7.7m	Other Fund-	Total Private Fund GAV15.4m	AUM370.7m	#Funds3

Brochure Summary

Overview

Grand-Jean is a California corporation that has been in business since 1990. Grand-Jean is owned by Steve Grand-Jean as Trustee of the Steven Grand-Jean Revocable Trust, dated February 21, 2007. Steven Grand-Jean is also founder, president and portfolio manager. As of December 31,2023 Grand-Jean had total discretionary regulatory assets under management of approximately $464,583,989 and non-discretionary regulatory assets under management of approximately $0. Grand-Jean’s investment management services are provided on both a discretionary and non- discretionary basis and include, among others, financial goal setting, risk assessment, strategic asset allocation and the selection and management of securities and investments. Grand-Jean accepts clients for which the Grand-Jean investment strategy is suitable and appropriate. This determination is made through client consultations during which the client and Grand-Jean evaluate the client’s investment objectives, financial circumstances, investment experience, time horizon and risk tolerance level, or by third party investment advisers or brokers as described below. Grand-Jean evaluates the client’s existing investments and where necessary develops a plan to transition existing investments into or out of the client’s new portfolio strategy. In performing its services, Grand-Jean is not required to verify any information

received from the client or from the client’s other professionals, and is expressly authorized to rely thereon. Grand-Jean also provides investment advisory services to shared clients introduced to it by third party investment advisers or brokers. The client signs investment management agreements with both the referring third party and Grand-Jean. Grand-Jean is only responsible for advising and managing those assets allocated to it by either the client or the third party. The third party is responsible for obtaining and evaluating information regarding the identity, circumstances, financial condition, tax situation, regulatory status and financial needs and goals of the shared client as is necessary for the third party to evaluate whether the investment guidelines established for each shared client’s account by Grand-Jean and such client are appropriate and suitable for such client. The third party reviews the investment guidelines and informs Grand-Jean and each shared client if any such investment guidelines are not appropriate or suitable for such client. Grand-Jean periodically communicates investment performance and portfolio commentary to the third party, which uses its own discretion in forwarding such information to the client. Clients may receive investment advisory services tailored to their specific needs and may impose restrictions on investing in certain securities or types of securities.

GRAND JEAN CAPITAL MANAGEMENT INC.

GRAND JEAN CAPITAL MANAGEMENT INC.

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

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GRAND JEAN CAPITAL MANAGEMENT INC. GRAND JEAN CAPITAL MANAGEMENT INC.

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

GRAND JEAN CAPITAL MANAGEMENT INC.

GRAND JEAN CAPITAL MANAGEMENT INC.