Adviser Profile

As of Date 03/16/2026
Registration SEC, Approved, 08/27/1990
Other registrations (1)
ADV Location TUCSON, AZ, United States
Contact Info 520 xxxxxxx
Websites
AUM* 406,904,132 23%
of that, discretionary 368,065,723 22%
Number of Employees 10 67%
of those in investment advisory functions 6 20%
Private Fund GAV* 0
Avg Account Size 346,301 23%
% High Net Worth 15.55% 560%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Educational seminars/workshops

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)

Reported AUM

368M 315M 263M 210M 158M 105M 53M
2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

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Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker78462F103 Stock NameSTATE STR SPDR S&P 500 ETF T $ Position$40,203,511 % Position15.00% $ Change16.00% # Change1.00%
Stck Ticker46090E103 Stock NameINVESCO QQQ TR $ Position$25,345,925 % Position9.00% $ Change23.00% # Change-3.00%
Stck Ticker46137V357 Stock NameINVESCO EXCHANGE TRADED FD T $ Position$15,398,257 % Position6.00% $ Change11.00% # Change0.00%
Stck Ticker464287507 Stock NameISHARES TR $ Position$10,958,861 % Position4.00% $ Change10.00% # Change-4.00%
Stck Ticker464287655 Stock NameISHARES TR $ Position$11,320,172 % Position4.00% $ Change14.00% # Change-6.00%
Stck Ticker464287168 Stock NameISHARES TR $ Position$10,054,240 % Position4.00% $ Change3.00% # Change-1.00%
Stck Ticker037833100 Stock NameAPPLE INC $ Position$11,067,202 % Position4.00% $ Change15.00% # Change1.00%
Stck Ticker78467X109 Stock NameSTATE STR SPDR DOW JONES IND $ Position$11,328,918 % Position4.00% $ Change12.00% # Change-1.00%
Stck Ticker921946406 Stock NameVANGUARD WHITEHALL FDS $ Position$8,594,804 % Position3.00% $ Change4.00% # Change-2.00%
Stck Ticker922908744 Stock NameVANGUARD INDEX FDS $ Position$6,952,399 % Position3.00% $ Change9.00% # Change-2.00%

Brochure Summary