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Adviser Profile

As of Date 03/28/2024
Adviser Type - Large advisory firm
Number of Employees 15 7.14%
of those in investment advisory functions 8
Registration SEC, Approved, 12/17/1991
AUM* 900,361,242 6.81%
of that, discretionary 900,361,242 6.81%
Private Fund GAV* 900,361,242 6.81%
Avg Account Size 112,545,155 6.81%
SMA’s No
Private Funds 8
Contact Info 212 xxxxxxx

Client Types

- Pooled investment vehicles

Advisory Activities

- Portfolio management for pooled investment vehicles

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

Discretionary
Non-discretionary
1B 1B 873M 698M 524M 349M 175M
2015 2016 2017 2018 2019 2020 2021 2022 2023

Private Funds



Employees

Private Funds Structure

Fund Type Count GAV
Fund TypeHedge Fund Count6 GAV$875,316,195
Fund TypeVenture Capital Fund Count2 GAV$25,045,047

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Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker000899104 Stock NameADMA Biologics, Inc. $ Position$56,991,447 % Position8.00% $ Change51.00% # Change-11.00%
Stck Ticker030111207 Stock NameAmerican Superconductor Corp $ Position$50,378,668 % Position7.00% $ Change40.00% # Change-19.00%
Stck Ticker453204109 Stock NameImpinj, Inc. $ Position$45,706,607 % Position6.00% $ Change11.00% # Change-9.00%
Stck Ticker25065K104 Stock NameDestination XL Group, Inc. $ Position$34,213,441 % Position5.00% $ Change1.00% # Change0.00%
Stck Ticker04523Y105 Stock NameAspen Aerogels, Inc. $ Position$28,338,618 % Position4.00% $ Change-19.00% # Change-40.00%
Stck Ticker008073108 Stock NameAerovironment, Inc. $ Position$18,694,170 % Position3.00% $ Change13.00% # Change-5.00%
Stck TickerM1R95N100 Stock NameArbe Robotics, Ltd.(Israel) $ Position$14,732,164 % Position2.00% $ Change-9.00% # Change0.00%
Stck Ticker00760J108 Stock NameAehr Test Systems $ Position$14,015,479 % Position2.00% $ Change-8.00% # Change2.00%
Stck Ticker30041T104 Stock NameEverspin Technology, Inc. $ Position$12,017,384 % Position2.00% $ Change-24.00% # Change0.00%
Stck Ticker63R239101 Stock NameGambling.com Group Ltd. $ Position$11,104,751 % Position2.00% $ Change-10.00% # Change0.00%

Brochure Summary