Adviser Profile

AUM* 155,409,677,415 45%
of that, discretionary 59,084,688,779 69%
Number of Employees 648 18%
of those in investment advisory functions 367 -3%
Private Fund GAV* 0 -100%
Avg Account Size 3,840,215 105%
% High Net Worth 21.13% 292%
SMA’s Yes
Private Funds 0 1

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Performance-based fees

Reported AUM

96B 83B 69B 55B 41B 28B 14B
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

Employees

Form ADV-E Surprise Examination Reports

Accounting Firm Name Filing Date Form ADV-E
Accounting Firm Name ASHLAND PARTNERS & COMPANY LLP Filing Date12/22/2025 Form ADV-E View Report
Accounting Firm Name ANDERS MINKLER HUBER & HELM LLP Filing Date02/27/2025 Form ADV-E View Report
Accounting Firm Name ANDERS MINKLER HUBER & HELM LLP Filing Date08/27/2024 Form ADV-E View Report
Accounting Firm Name ANDERS MINKLER HUBER & HELM LLP Filing Date10/16/2023 Form ADV-E View Report

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker78464A854 Stock NameSPDR SERIES TRUST $ Position$547,175,811 % Position5.00% $ Change11.00% # Change17.00%
Stck Ticker46434V613 Stock NameISHARES TR $ Position$350,601,755 % Position3.00% $ Change10.00% # Change11.00%
Stck Ticker25434V708 Stock NameDIMENSIONAL ETF TRUST $ Position$156,732,820 % Position2.00% $ Change0.00% # Change2.00%
Stck Ticker25434V864 Stock NameDIMENSIONAL ETF TRUST $ Position$177,148,463 % Position2.00% $ Change4.00% # Change4.00%
Stck Ticker808524300 Stock NameSCHWAB STRATEGIC TR $ Position$217,959,244 % Position2.00% $ Change-7.00% # Change4.00%
Stck Ticker72201R775 Stock NamePIMCO ETF TR $ Position$161,575,316 % Position2.00% $ Change12.00% # Change13.00%
Stck Ticker464287408 Stock NameISHARES TR $ Position$203,884,040 % Position2.00% $ Change-3.00% # Change-2.00%
Stck Ticker037833100 Stock NameAPPLE INC $ Position$154,859,334 % Position2.00% $ Change-5.00% # Change2.00%
Stck Ticker09290C103 Stock NameBLACKROCK ETF TRUST $ Position$220,226,187 % Position2.00% $ Change-16.00% # Change-12.00%
Stck Ticker25434V104 Stock NameDIMENSIONAL ETF TRUST $ Position$199,591,863 % Position2.00% $ Change-2.00% # Change2.00%

Brochure Summary