Adviser Profile

AUM* 155,409,677,415 9%
of that, discretionary 59,084,688,779 17%
Number of Employees 648 6%
of those in investment advisory functions 367 10%
Private Fund GAV* 0
Avg Account Size 3,840,215 3%
% High Net Worth 21.13% 19%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Performance-based fees

Reported AUM

96B 83B 69B 55B 41B 28B 14B
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

Employees

Form ADV-E Surprise Examination Reports

Accounting Firm Name Filing Date Form ADV-E
Accounting Firm Name ASHLAND PARTNERS & COMPANY LLP Filing Date12/22/2025 Form ADV-E View Report
Accounting Firm Name ANDERS MINKLER HUBER & HELM LLP Filing Date02/27/2025 Form ADV-E View Report
Accounting Firm Name ANDERS MINKLER HUBER & HELM LLP Filing Date08/27/2024 Form ADV-E View Report
Accounting Firm Name ANDERS MINKLER HUBER & HELM LLP Filing Date10/16/2023 Form ADV-E View Report

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Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker78464A854 Stock NameSPDR SER TR $ Position$471,366,774 % Position6.00% $ Change-10.00% # Change-5.00%
Stck Ticker46434V613 Stock NameISHARES TR $ Position$355,037,998 % Position4.00% $ Change2.00% # Change0.00%
Stck Ticker808524300 Stock NameSCHWAB STRATEGIC TR $ Position$207,874,163 % Position2.00% $ Change-9.00% # Change1.00%
Stck Ticker922908363 Stock NameVANGUARD INDEX FDS $ Position$155,705,897 % Position2.00% $ Change-7.00% # Change-2.00%
Stck Ticker037833100 Stock NameAPPLE INC $ Position$141,110,465 % Position2.00% $ Change-13.00% # Change-2.00%
Stck Ticker09290C103 Stock NameBLACKROCK ETF TRUST $ Position$178,232,503 % Position2.00% $ Change-4.00% # Change1.00%
Stck Ticker25434V104 Stock NameDIMENSIONAL ETF TRUST $ Position$135,689,475 % Position2.00% $ Change7.00% # Change12.00%
Stck Ticker25434V864 Stock NameDIMENSIONAL ETF TRUST $ Position$138,657,608 % Position2.00% $ Change9.00% # Change8.00%
Stck Ticker464288588 Stock NameISHARES TR $ Position$145,034,317 % Position2.00% $ Change-6.00% # Change-8.00%
Stck Ticker46432F339 Stock NameISHARES TR $ Position$197,648,063 % Position2.00% $ Change6.00% # Change10.00%

Brochure Summary