Adviser Profile

AUM* 678,708,777 32%
of that, discretionary 678,708,777 32%
Number of Employees 15 50%
of those in investment advisory functions 7
Private Fund GAV* 0
Avg Account Size 401,365 22%
% High Net Worth 35.00% 15%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)

Reported AUM

679M 582M 485M 388M 291M 194M 97M
2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Form ADV-E Surprise Examination Reports

Accounting Firm Name Filing Date Form ADV-E
Accounting Firm Name ARY ROEPCKE MULCHAEY, P.C. Filing Date01/12/2026 Form ADV-E View Report
Accounting Firm Name CLARK SCHAEFER HACKETT CPAS & ADVISORS Filing Date02/11/2025 Form ADV-E View Report
Accounting Firm Name CLARK SCHAEFER HACKETT CPAS & ADVISORS Filing Date01/27/2025 Form ADV-E View Report
Accounting Firm Name CLARK SCHAEFER HACKETT CPAS & ADVISORS Filing Date10/25/2023 Form ADV-E View Report

Similar advisers

Adviser Hedge Fund Liquidity Fund Private Equity Fund Real Estate Fund Securitized Asset Fund Venture Capital Fund Other Fund Total Private Fund GAV AUM #Funds
Adviser KWB WEALTH Hedge Fund- Liquidity Fund- Private Equity Fund- Real Estate Fund- Securitized Asset Fund- Venture Capital Fund- Other Fund- Total Private Fund GAV- AUM1.2b #Funds-
Adviser B&C FINANCIAL ADVISORS Hedge Fund- Liquidity Fund- Private Equity Fund- Real Estate Fund- Securitized Asset Fund- Venture Capital Fund- Other Fund- Total Private Fund GAV- AUM626.0m #Funds-
Adviser HALTER FERGUSON FINANCIAL INC Hedge Fund- Liquidity Fund- Private Equity Fund- Real Estate Fund- Securitized Asset Fund- Venture Capital Fund- Other Fund3.8m Total Private Fund GAV3.8m AUM705.0m #Funds1
Adviser ACT ADVISORS Hedge Fund- Liquidity Fund- Private Equity Fund- Real Estate Fund- Securitized Asset Fund- Venture Capital Fund- Other Fund- Total Private Fund GAV- AUM498.9m #Funds-
Adviser THE JOSEPH GROUP CAPITAL MANAGEMENT Hedge Fund- Liquidity Fund- Private Equity Fund- Real Estate Fund- Securitized Asset Fund- Venture Capital Fund- Other Fund- Total Private Fund GAV- AUM1.1b #Funds-
Adviser PLATT INVESTMENT COUNSEL, LLC Hedge Fund- Liquidity Fund- Private Equity Fund- Real Estate Fund- Securitized Asset Fund- Venture Capital Fund- Other Fund- Total Private Fund GAV- AUM153.6m #Funds-
Adviser STONE ISLAND FINANCIAL PLANNING Hedge Fund- Liquidity Fund- Private Equity Fund- Real Estate Fund- Securitized Asset Fund- Venture Capital Fund- Other Fund- Total Private Fund GAV- AUM134.0m #Funds-
Adviser PEB CAPITAL MANAGEMENT LLC Hedge Fund- Liquidity Fund- Private Equity Fund- Real Estate Fund- Securitized Asset Fund- Venture Capital Fund- Other Fund- Total Private Fund GAV- AUM171.0m #Funds-
Adviser BEAR MOUNTAIN CAPITAL INC. Hedge Fund- Liquidity Fund- Private Equity Fund- Real Estate Fund- Securitized Asset Fund- Venture Capital Fund- Other Fund13.5m Total Private Fund GAV13.5m AUM375.0m #Funds1
Adviser CTB FINANCIAL SERVICES, LTD. Hedge Fund- Liquidity Fund- Private Equity Fund- Real Estate Fund- Securitized Asset Fund- Venture Capital Fund- Other Fund- Total Private Fund GAV- AUM218.3m #Funds-

Brochure Summary