| As of Date | 05/18/2026 |
| Registration | SEC, Approved, 02/13/1992 |
| ADV Location | CINCINNATI, OH, United States |
| Contact Info | 513 xxxxxxx |
| Websites |
| AUM* | 678,708,777 32% |
| of that, discretionary | 678,708,777 32% |
| Number of Employees | 15 50% |
| of those in investment advisory functions | 7 |
| Private Fund GAV* | 0 |
| Avg Account Size | 401,365 22% |
| % High Net Worth | 35.00% 15% |
| SMA’s | Yes |
| Private Funds | 0 |
- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations
- Corporations or other businesses not listed above
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
No private funds
| Accounting Firm Name | Filing Date | Form ADV-E |
|---|---|---|
| Accounting Firm Name ARY ROEPCKE MULCHAEY, P.C. | Filing Date01/12/2026 | Form ADV-E View Report |
| Accounting Firm Name CLARK SCHAEFER HACKETT CPAS & ADVISORS | Filing Date02/11/2025 | Form ADV-E View Report |
| Accounting Firm Name CLARK SCHAEFER HACKETT CPAS & ADVISORS | Filing Date01/27/2025 | Form ADV-E View Report |
| Accounting Firm Name CLARK SCHAEFER HACKETT CPAS & ADVISORS | Filing Date10/25/2023 | Form ADV-E View Report |
| Adviser | Hedge Fund | Liquidity Fund | Private Equity Fund | Real Estate Fund | Securitized Asset Fund | Venture Capital Fund | Other Fund | Total Private Fund GAV | AUM | #Funds | |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Adviser KWB WEALTH | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM1.2b | #Funds- | |
| Adviser B&C FINANCIAL ADVISORS | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM626.0m | #Funds- | |
| Adviser HALTER FERGUSON FINANCIAL INC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund3.8m | Total Private Fund GAV3.8m | AUM705.0m | #Funds1 | |
| Adviser ACT ADVISORS | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM498.9m | #Funds- | |
| Adviser THE JOSEPH GROUP CAPITAL MANAGEMENT | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM1.1b | #Funds- | |
| Adviser PLATT INVESTMENT COUNSEL, LLC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM153.6m | #Funds- | |
| Adviser STONE ISLAND FINANCIAL PLANNING | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM134.0m | #Funds- | |
| Adviser PEB CAPITAL MANAGEMENT LLC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM171.0m | #Funds- | |
| Adviser BEAR MOUNTAIN CAPITAL INC. | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund13.5m | Total Private Fund GAV13.5m | AUM375.0m | #Funds1 | |
| Adviser CTB FINANCIAL SERVICES, LTD. | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM218.3m | #Funds- |