Overview
FirmDescription
MollerWealthPartnersfkaMollerFinancialServiceswasfoundedin1991byJohn(Jack)
Moller.ThecompanyemployssevenpeopleincludingfourCERTIFIEDFINANCIALPLANNER™
professionals–JackMoller,CFP®,NateEads,CFP®,BrianFritzsche,CFP®,CFA,andNancy
Fehrenbach,CFP®,CFA.ThefirmisownedbyNateEads,FaithCharles,BrianFritzsche,Jack
Moller,andDawnMoller.ThefirmisfederallyregisteredwiththeSEC(Securitiesand
ExchangeCommission)asaRegisteredInvestmentAdviser.Registrationdoesnotimplya
certainlevelofskillortraining.
MollerWealthPartnersofferspersonalfinancialplanningandinvestmentmanagement
servicestoindividuals,families,andtrusts.Weworkwithclientstodefinefinancial
objectivesandtodevelopstrategiesforreachingthoseobjectives.Areasoffocusmay
include:
• Investmentmanagement
• Taxplanning
• Charitablegiving
• Estateplanning
• Educationfunding
• Retirementplanning
• Insuranceriskreview
• Specialneedsplanning
• Otherissuesimportanttotheclient
TypesofAdvisoryServices
Ourservicesbeginwithapersonalizedfinancialplanincludingstrategiesand
recommendationstoachievetheclient’sobjectives.
FinancialPlan
• Identifyandquantifyimportantfinancialobjectives
• Recommendinvestmentstrategytoachieveobjectives
• Suggestactionstoreduceincomeandestatetaxes
• Reviewestatedocumentsandnetworthforchangesorupdatestoconsider
• Determineneedforlife,disability,andlong-termcareinsurance
• Addressadditionalitemsidentifiedbytheclient
Afterreviewinganddiscussingthefinancialplan,theclientandMollerWealthPartners
maybeginaclient–advisorrelationship.MollerWealthPartnerswillworkinpartnership
withtheclienttoimplementtherecommendations,managetheinvestments,andmonitor
theplan.MollerWealthPartnersofferstwotypesofadvisorservices.
ComprehensiveWealthManagement
•
Investmentmanagement
• Quarterlyreports
• Quarterlyreviewoffinancialplan
AssetManagement
• Investmentmanagement
• Quarterlyreports
• Biennialreviewoffinancialgoals(everyotheryear)
SeetheReviewofAccountssectionformoredetailsonourmanagementprocess.
Whenweprovideinvestmentadvicetoyouregardingyourretirementplanaccountor
individualretirementaccount,wearefiduciarieswithinthemeaningofTitleIofthe
EmployeeRetirementIncomeSecurityActand/ortheInternalRevenueCode,asapplicable,
whicharelawsgoverningretirementaccounts.Thewaywemakemoneycreatessome
conflictswithyourinterests,soweoperateunderaspecialrulethatrequiresustoactin
yourbestinterestandnotputourinterestsaheadofyours.
Underthisspecialrule’sprovisions,wemust:
• Meetaprofessionalstandardofcarewhenmakinginvestmentrecommendations
(giveprudentadvice);
• Neverputourfinancialinterestsaheadofyourswhenmakingrecommendations
(giveloyaladvice);
• Avoidmisleadingstatementsaboutconflictsofinterest,fees,andinvestments;
• Followpoliciesandproceduresdesignedtoensurethatwegiveadvicethatisin
yourbestinterest;
• Chargenomorethanisreasonableforourservices;and
• Giveyoubasicinformationaboutconflictsofinterest.
ManagedAssets
MollerWealthPartnersmanages$500,469,621ofclientassetsonadiscretionarybasisand
$1,102,053onanon-discretionarybasisasofDecember31,2022.Discretionreferstoan
investmentmanager’sabilitytodecidewhichsecuritiestopurchaseandsellfortheirclient.