Adviser Profile

AUM* 212,660,045,528 20%
of that, discretionary 207,634,735,496 21%
Number of Employees 4,200 -7%
of those in investment advisory functions 2,650 -12%
Private Fund GAV* 0
Avg Account Size 345,668 22%
% High Net Worth 11.62% 22%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations
- State or municipal government entities
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
- Pension consulting services
- Selection of other advisers
- Publication of periodicals or newsletters
- Educational seminars/workshops

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Commissions

Reported AUM

208B 178B 148B 119B 89B 59B 30B
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Form ADV-E Surprise Examination Reports

Accounting Firm Name Filing Date Form ADV-E
Accounting Firm Name ASHLAND PARTNERS & COMPANY LLP Filing Date11/25/2025 Form ADV-E View Report
Accounting Firm Name RSM US LLP Filing Date03/29/2025 Form ADV-E View Report
Accounting Firm Name RSM US LLP Filing Date10/28/2024 Form ADV-E View Report
Accounting Firm Name RSM US LLP Filing Date12/21/2023 Form ADV-E View Report

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