Adviser Profile

As of Date 03/27/2026
Registration SEC, Approved, 07/28/1992
ADV Location NEWPORT BEACH, CA, United States
Contact Info 949 xxxxxxx
Websites
AUM* 1,159,209,399 24%
of that, discretionary 1,156,215,422 24%
Number of Employees 6 -25%
of those in investment advisory functions 4 -33%
Private Fund GAV* 0
Avg Account Size 16,800,136 38%
% High Net Worth 13.04% 43%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm
- An investment adviser (or subadviser) to an investment company

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Investment companies
- Pension and profit sharing plans
- Charitable organizations
- State or municipal government entities
- Other investment advisers
- Corporations or other businesses not listed above

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for businesses
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)

Reported AUM

1B 1B 923M 739M 554M 369M 185M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

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Top Holdings

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Stck Ticker46625H100 Stock NameJPMORGAN CHASE & CO $ Position$4,175,895 % Position3.00% $ Change-8.00% # Change0.00%
Stck Ticker02079K305 Stock NameALPHABET INC $ Position$4,235,471 % Position3.00% $ Change-8.00% # Change1.00%
Stck Ticker30231G102 Stock NameEXXON MOBIL CORP $ Position$4,079,984 % Position3.00% $ Change41.00% # Change0.00%
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Stck Ticker11135F101 Stock NameBROADCOM INC $ Position$2,683,142 % Position2.00% $ Change-15.00% # Change-5.00%
Stck Ticker594918104 Stock NameMICROSOFT CORP $ Position$3,494,775 % Position2.00% $ Change-43.00% # Change-25.00%
Stck Ticker67066G104 Stock NameNVIDIA CORPORATION $ Position$2,663,960 % Position2.00% $ Change-5.00% # Change2.00%

Brochure Summary