9AT: BRAVE FAMILY ADVISORS

Adviser Profile

As of Date	03/11/2026
Registration	SEC, Approved, 10/29/1992
ADV Location	SUMMIT, NJ, United States
Contact Info	908 xxxxxxx
Websites

AUM^*	624,289,774 27%
of that, discretionary	624,289,774 27%
Number of Employees	7
of those in investment advisory functions	5
Private Fund GAV^*	0
Avg Account Size	677,104 7%
% High Net Worth	26.12% -9%
SMA’s	Yes
Private Funds	0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Pension consulting services

Compensation Arrangments

- A percentage of assets under your management

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser EDGE FINANCIAL ADVISORS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM512.5m	#Funds-
Adviser TILLER PRIVATE WEALTH, INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM730.3m	#Funds-
Adviser PERSONAL FINANCIAL PROFILES INC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM335.3m	#Funds-
Adviser CLEARBRIDGE WEALTH MANAGEMENT, INC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM275.2m	#Funds-
Adviser BLUE SPARK CAPITAL ADVISORS	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM242.8m	#Funds-
Adviser EVENSKY & KATZ/FOLDES WEALTH MANAGEMENT	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM3.2b	#Funds-
Adviser SONATA CAPITAL GROUP INC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM360.7m	#Funds-
Adviser THE MENARD FINANCIAL GROUP, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM335.3m	#Funds-
Adviser CORTLAND ASSOCIATES INC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM958.0m	#Funds-
Adviser NBZ INVESTMENT ADVISORS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM431.2m	#Funds-

Brochure Summary

Overview

BFA is a federally registered investment adviser that provides investment supervisory and consulting services to its clients. Effective as of July 2020, we rebranded and commenced doing business under the name BRAVE Family Advisors. BFA is owned by its principals T. Brett Haire, Jr. (“Mr. Brett Haire”), David G. Bunting (“Mr. Bunting”), Scott A. Morrison (“Mr. Morrison”) and James P. Haire (“Mr. Jamie Haire”) and has been in business since 1992. Effective as of January 1, 2022, Mr. Jamie Haire replaced Mr. Brett Haire as the Chief Compliance Officer of BFA. Clients’ investment accounts are managed upon a discretionary basis, and, upon request, a non-discretionary basis. After a careful review of each client’s needs and goals, BFA personalizes the services it offers. Upon first meeting with a new client, BFA will determine that client’s risk tolerance. Once so identified, BFA will move forward to build a balanced portfolio

of equities and fixed income products which matches the risk profile created. Additionally, some clients may impose restrictions on the investment in certain securities or types of securities. For example, sometimes clients may not wish to invest in certain industry sectors consistent with their personal or political beliefs. BFA’s principals explain to each client the elements of the portfolio it develops and will also explain the potential implications of any restrictions imposed by a client. BFA also offers investment consulting services to “participant-directed” retirement plans established by a plan sponsor under the provisions of Section 404(c) of the Employee Retirement Income Security Act of 1974, as the same shall be amended or updated from time to time (“ERISA”) (each a “Plan”). As of December 31, 2023, BFA managed $491,288,899 of its clients’ assets on a discretionary basis and $0 of its clients’ assets on a non-discretionary basis.

BRAVE FAMILY ADVISORS

BRAVE FAMILY ADVISORS

BRAVE ASSET MANAGEMENT, INC.

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

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BRAVE FAMILY ADVISORS BRAVE FAMILY ADVISORS BRAVE ASSET MANAGEMENT, INC.

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

BRAVE FAMILY ADVISORS

BRAVE FAMILY ADVISORS

BRAVE ASSET MANAGEMENT, INC.