9AT: DELTA WEALTH MANAGEMENT

Adviser Profile

As of Date	03/03/2026
Registration	SEC, Approved, 09/23/1993
Contact Info	(20 xxxxxxx

AUM^*	522,450,532 10%
of that, discretionary	522,450,532 10%
Number of Employees	2
of those in investment advisory functions	1
Private Fund GAV^*	0
Avg Account Size	2,778,992 15%
% High Net Worth	77.27% 11%
SMA’s	Yes
Private Funds	0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser NOLLENBERGER MCCULLOUGH INVESTMENT ADVISORS LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM137.6m	#Funds-
Adviser HARVEST VOLATILITY MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM216.6m	#Funds-
Adviser DEROY & DEVEREAUX PRIVATE INVESTMENT COUNSEL, INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM2.6b	#Funds-
Adviser CAPITAL WEALTH MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM1.1b	#Funds-
Adviser TIGRESS FINANCIAL PARTNERS LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM5.5m	#Funds-
Adviser DEERVIEW ASSET MANAGEMENT	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM55.4m	#Funds-
Adviser CORNERCAP INVESTMENT COUNSEL INC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM199.2m	#Funds-
Adviser THE FUTURE FUND LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM314.4m	#Funds1
Adviser EAGLE ROCK INVESTMENT COMPANY, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM786.7m	#Funds-
Adviser BLACK DIAMOND FINANCIAL, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM440.6m	#Funds-

Brochure Summary

Overview

Who we are Delta Wealth Management (referred to as “we,” “our,” “us,” or “Delta”), has been registered as an investment advisor since September 1993. Our principal officer is Paul D. Booth.
Services we offer We counsel individuals and families on managing wealth. We encourage clients to focus on their own long-term objectives – carefully scrutinizing investment environments. We emphasize analyzing real rates of return – after taxes and inflation, in order to realize the long-term impact of investment strategies.
We use a five-step process in our portfolio management: 1.Analyze Client’s Current Position 2.Design Alternative Portfolios 3.Formalize Investment Policy 4.Implement Policy 5.Monitor and Supervise The implementation phase focuses on developing prudent

asset allocation and identification of investment vehicles.
We may refer you to an unaffiliated third party money manager to manage a portion of your assets. We receive no compensation from these managers for the referrals.
We understand your goals and needs before making recommendations. In particular we emphasize the importance of knowing when, and to what extent, a client will need to withdraw from their portfolio.
We are willing to work with clients to tailor their portfolio to their specific requirements. For example, some clients put social or environmental restrictions on their portfolio.
Assets under management As of December 31, 2022, we manage assets of $395.0 million on a discretionary basis and no assets on a non-discretionary basis.

DELTA WEALTH MANAGEMENT

DELTA WEALTH MANAGEMENT

BOOTH FINANCIAL CORP

Adviser Profile

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

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DELTA WEALTH MANAGEMENT DELTA WEALTH MANAGEMENT BOOTH FINANCIAL CORP

Adviser Profile

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

DELTA WEALTH MANAGEMENT

DELTA WEALTH MANAGEMENT

BOOTH FINANCIAL CORP