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Adviser Profile

As of Date 03/20/2024
Adviser Type - Large advisory firm
Number of Employees 640 6.67%
of those in investment advisory functions 410 -18.00%
Registration SEC, Approved, 02/08/1994
AUM* 27,925,396,056 16.88%
of that, discretionary 25,259,401,170 18.49%
Private Fund GAV* 58,025,081
Avg Account Size 343,638 10.01%
% High Net Worth 22.23% 6.62%
SMA’s Yes
Private Funds 1
Contact Info 406 xxxxxxx
Websites

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pooled investment vehicles
- Pension and profit sharing plans
- Charitable organizations
- State or municipal government entities
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses
- Pension consulting services
- Selection of other advisers
- Publication of periodicals or newsletters
- Educational seminars/workshops

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Performance-based fees

Reported AUM

Discretionary
Non-discretionary
24B 20B 17B 13B 10B 7B 3B
2015 2016 2017 2018 2019 2020 2021 2022 2023

Private Funds



Employees

Private Funds Structure

Fund Type Count GAV
Fund TypeHedge Fund Count1 GAV$58,025,081

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Brochure Summary