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Adviser Profile

As of Date 07/25/2024
Adviser Type - Large advisory firm
Number of Employees 13 18.18%
of those in investment advisory functions 7 16.67%
Registration SEC, Approved, 09/22/1994
AUM* 1,950,752,259 27.01%
of that, discretionary 1,950,752,259 27.01%
Private Fund GAV* 684,469,427 57.35%
Avg Account Size 27,475,384 37.74%
% High Net Worth 88.57% -8.78%
SMA’s Yes
Private Funds 2
Contact Info 518 xxxxxxx
Websites

Client Types

- High net worth individuals
- Pooled investment vehicles
- Charitable organizations
- Other investment advisers
- Corporations or other businesses not listed above

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Reported AUM

Discretionary
Non-discretionary
2B 1B 1B 993M 745M 496M 248M
2015 2016 2017 2018 2019 2020 2021 2022 2023

Private Funds



Employees

Private Funds Structure

Fund Type Count GAV
Fund TypeHedge Fund Count2 GAV$684,469,427

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Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker683344105 Stock NameOnto Innovation Inc. $ Position$232,335,977 % Position11.00% $ Change19.00% # Change-2.00%
Stck Ticker607828100 Stock NameModine Manufacturing Co $ Position$152,218,667 % Position7.00% $ Change5.00% # Change0.00%
Stck TickerG3323L100 Stock NameFabrinet $ Position$130,693,381 % Position6.00% $ Change30.00% # Change0.00%
Stck Ticker11135F101 Stock NameBroadcom Ltd $ Position$129,887,377 % Position6.00% $ Change21.00% # Change0.00%
Stck Ticker45765U103 Stock NameInsight Enterprises $ Position$107,540,874 % Position5.00% $ Change7.00% # Change0.00%
Stck Ticker922417100 Stock NameVeeco Instruments $ Position$82,335,717 % Position4.00% $ Change30.00% # Change-2.00%
Stck Ticker466313103 Stock NameJabil Inc $ Position$59,312,308 % Position3.00% $ Change-19.00% # Change0.00%
Stck Ticker379577208 Stock NameGlobus Medical Inc Cl A new $ Position$61,312,248 % Position3.00% $ Change26.00% # Change-1.00%
Stck Ticker30226D106 Stock NameExtreme Networks $ Position$67,046,905 % Position3.00% $ Change17.00% # Change0.00%
Stck Ticker29362U104 Stock NameEntegris Inc $ Position$70,908,980 % Position3.00% $ Change-4.00% # Change0.00%

Brochure Summary