9AT: PARADIGM CAPITAL MANAGEMENT, INC.

other names

PARADIGM CAPITAL MANAGEMENT, INC.
N/A
PARADIGM CAPITAL MGMT.INC

Adviser Profile

As of Date	07/01/2025
ADV Location	ALBANY, NY, United States
Adviser Type - Large advisory firm
Number of Employees	12 -8%
of those in investment advisory functions	7
Registration	SEC, Approved, 09/22/1994

AUM^*	2,204,189,405 13%
of that, discretionary	2,204,189,405 13%
Private Fund GAV^*	824,313,151
Avg Account Size	29,786,343 8%
% High Net Worth	84.72% -4%
SMA’s	Yes
Private Funds	3
Contact Info	518 xxxxxxx
Websites

Client Types

- High net worth individuals
- Pooled investment vehicles
- Charitable organizations
- Other investment advisers
- Corporations or other businesses not listed above

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Fund Type	Count	GAV
Fund TypeHedge Fund	Count3	GAV$824,313,151

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser CAT ROCK CAPITAL MANAGEMENT LP	Hedge Fund1.2b	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV1.2b	AUM1.2b	#Funds5
Adviser SERONE CAPITAL MANAGEMENT LLP	Hedge Fund1.3b	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV1.3b	AUM2.8b	#Funds6
Adviser MEREWETHER INVESTMENT MANAGEMENT, LP	Hedge Fund3.5b	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV3.5b	AUM4.3b	#Funds11
Adviser AJOVISTA	Hedge Fund20.3m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV20.3m	AUM190.0m	#Funds6
Adviser JANA PARTNERS MANAGEMENT, LP	Hedge Fund2.4b	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV2.4b	AUM2.4b	#Funds7
Adviser OKABENA INVESTMENT SERVICES INC	Hedge Fund1.4b	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV1.4b	AUM1.8b	#Funds10
Adviser CLOUGH CAPITAL PARTNERS, LP	Hedge Fund207.2m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV207.2m	AUM1.3b	#Funds7
Adviser CORNERSTONE ADVISORY	Hedge Fund25.9m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV25.9m	AUM2.0b	#Funds1
Adviser CQS (US), LLC	Hedge Fund1.5b	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV1.5b	AUM3.0b	#Funds6
Adviser MERRICKS CAPITAL PTY LTD	Hedge Fund706.6m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV706.6m	AUM2.1b	#Funds3

Stock Ticker	Stock Name	$ Position	% Position	$ Change	# Change
Stck Ticker11135F101	Stock NameBroadcom Ltd	$ Position$266,897,190	% Position12.00%	$ Change	# Change
Stck Ticker607828100	Stock NameModine Manufacturing Co	$ Position$198,498,008	% Position9.00%	$ Change	# Change
Stck TickerG3323L100	Stock NameFabrinet	$ Position$192,337,050	% Position8.00%	$ Change	# Change
Stck Ticker683344105	Stock NameOnto Innovation Inc.	$ Position$136,564,736	% Position6.00%	$ Change	# Change
Stck Ticker466313103	Stock NameJabil Inc	$ Position$117,380,385	% Position5.00%	$ Change	# Change
Stck Ticker30226D106	Stock NameExtreme Networks	$ Position$96,074,125	% Position4.00%	$ Change	# Change
Stck Ticker264147109	Stock NameDucommun Inc	$ Position$74,068,165	% Position3.00%	$ Change	# Change
Stck Ticker45765U103	Stock NameInsight Enterprises	$ Position$61,547,607	% Position3.00%	$ Change	# Change
Stck Ticker922417100	Stock NameVeeco Instruments	$ Position$65,117,157	% Position3.00%	$ Change	# Change
Stck Ticker415864107	Stock NameEnviri Corp	$ Position$40,776,777	% Position2.00%	$ Change	# Change

Brochure Summary

Overview

Paradigm has been in business since 1994 and offers the investment advisory services described below primarily to corporations, pension and profit sharing plans, foundations, individuals, investment funds, trusts and individuals (including high net worth individuals), other separate accounts, and pooled investment vehicles such as private investment limited partnerships. Paradigm provides investment management services, defined as making investments for a client based on specific investment objectives and strategies. In general, Paradigm has developed and continues to develop certain investment strategies based largely on the needs identified by its clients. Please see Item 8 for more information on the types of strategies and investments that are primarily offered to clients. To the extent it believes appropriate, Paradigm may then make these investment strategies available for other clients or potential clients. Clients generally select the strategy which is most appropriate for their overall investment needs. Paradigm permits its clients to make certain modifications to the strategy selected (e.g. restricting certain identified securities or groups of securities) and such changes would be evidenced in the agreement governing the relationship, typically an investment management agreement. Such modifications

would typically be made to accommodate the unique risk or contractual or regulatory conditions to which the client is subject and would generally not materially impact the overall integrity of the strategy. However, any change to the model strategy made at the request of a client will likely cause the portfolio’s performance to differ from that of the relevant model portfolio. Each pooled investment vehicle managed or otherwise advised by Paradigm is managed in accordance with its investment guidelines and restrictions and is not tailored to the individualized needs of any particular fund investor, and an investment in such a vehicle does not, in and of itself, create an advisory relationship between the investor and the Adviser. Paradigm does not sponsor any “wrap fee" programs. The Adviser is a wholly-owned subsidiary of Paradigm Capital Holdings, Inc. (“Paradigm Holdings”), a Delaware corporation. Paradigm Holdings is owned primarily by Candace King Weir, Director, Chief Executive Officer, President, Chief Investment Officer, and Portfolio Manager of the Adviser. As of December 31, 2023, Paradigm managed discretionary client assets valued at $1,950,752,259. Paradigm does not manage assets on a non-discretionary basis. Portfolio Management Services

PARADIGM CAPITAL MANAGEMENT, INC.

Adviser Profile

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