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Adviser Profile

As of Date 07/25/2024
Adviser Type - Large advisory firm
Number of Employees 13 18.18%
of those in investment advisory functions 7 16.67%
Registration SEC, Approved, 9/22/1994
AUM* 1,950,752,259 27.01%
of that, discretionary 1,950,752,259 27.01%
Private Fund GAV* 684,469,427 57.35%
Avg Account Size 27,475,384 37.74%
% High Net Worth 88.57% -8.78%
SMA’s Yes
Private Funds 2
Contact Info 518 xxxxxxx
Websites

Client Types

- High net worth individuals
- Pooled investment vehicles
- Charitable organizations
- Other investment advisers
- Corporations or other businesses not listed above

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Recent News

Reported AUM

Discretionary
Non-discretionary
2B 1B 1B 993M 745M 496M 248M
2015 2016 2017 2018 2019 2020 2021 2022 2023

Private Funds



Employees

Private Funds Structure

Fund Type Count GAV
Fund TypeHedge Fund Count2 GAV$684,469,427

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Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker683344105 Stock NameOnto Innovation Inc. $ Position$232,335,977 % Position11.00% $ Change19.00% # Change-2.00%
Stck Ticker607828100 Stock NameModine Manufacturing Co $ Position$152,218,667 % Position7.00% $ Change5.00% # Change0.00%
Stck TickerG3323L100 Stock NameFabrinet $ Position$130,693,381 % Position6.00% $ Change30.00% # Change0.00%
Stck Ticker11135F101 Stock NameBroadcom Ltd $ Position$129,887,377 % Position6.00% $ Change21.00% # Change0.00%
Stck Ticker45765U103 Stock NameInsight Enterprises $ Position$107,540,874 % Position5.00% $ Change7.00% # Change0.00%
Stck Ticker922417100 Stock NameVeeco Instruments $ Position$82,335,717 % Position4.00% $ Change30.00% # Change-2.00%
Stck Ticker379577208 Stock NameGlobus Medical Inc Cl A new $ Position$61,312,248 % Position3.00% $ Change26.00% # Change-1.00%
Stck Ticker466313103 Stock NameJabil Inc $ Position$59,312,308 % Position3.00% $ Change-19.00% # Change0.00%
Stck Ticker264147109 Stock NameDucommun Inc $ Position$59,923,726 % Position3.00% $ Change-9.00% # Change-19.00%
Stck Ticker29362U104 Stock NameEntegris Inc $ Position$70,908,980 % Position3.00% $ Change-4.00% # Change0.00%

Brochure Summary

Overview

Paradigm has been in business since 1994 and offers the investment advisory services described below primarily to corporations, pension and profit sharing plans, foundations, individuals, investment funds, trusts and individuals (including high net worth individuals), other separate accounts, and pooled investment vehicles such as private investment limited partnerships. Paradigm provides investment management services, defined as making investments for a client based on specific investment objectives and strategies. In general, Paradigm has developed and continues to develop certain investment strategies based largely on the needs identified by its clients. Please see Item 8 for more information on the types of strategies and investments that are primarily offered to clients. To the extent it believes appropriate, Paradigm may then make these investment strategies available for other clients or potential clients. Clients generally select the strategy which is most appropriate for their overall investment needs. Paradigm permits its clients to make certain modifications to the strategy selected (e.g. restricting certain identified securities or groups of securities) and such changes would be evidenced in the agreement governing the relationship, typically an investment management agreement. Such modifications
would typically be made to accommodate the unique risk or contractual or regulatory conditions to which the client is subject and would generally not materially impact the overall integrity of the strategy. However, any change to the model strategy made at the request of a client will likely cause the portfolio’s performance to differ from that of the relevant model portfolio. Each pooled investment vehicle managed or otherwise advised by Paradigm is managed in accordance with its investment guidelines and restrictions and is not tailored to the individualized needs of any particular fund investor, and an investment in such a vehicle does not, in and of itself, create an advisory relationship between the investor and the Adviser. Paradigm does not sponsor any “wrap fee" programs. The Adviser is a wholly-owned subsidiary of Paradigm Capital Holdings, Inc. (“Paradigm Holdings”), a Delaware corporation. Paradigm Holdings is owned primarily by Candace King Weir, Director, Chief Executive Officer, President, Chief Investment Officer, and Portfolio Manager of the Adviser. As of December 31, 2023, Paradigm managed discretionary client assets valued at $1,950,752,259. Paradigm does not manage assets on a non-discretionary basis. Portfolio Management Services