Adviser Profile

As of Date 03/12/2026
Registration SEC, Approved, 01/01/1995
Other registrations (1)
ADV Location NEW YORK, NY, United States
Contact Info 212 xxxxxxx
Websites
AUM* 2,566,369,842 20%
of that, discretionary 2,566,369,842 20%
Number of Employees 24 14%
of those in investment advisory functions 17 6%
Private Fund GAV* 0
Avg Account Size 834,592 2%
% High Net Worth 60.40% -3%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Investment companies
- Charitable organizations
- Corporations or other businesses not listed above
- Other

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

3B 2B 2B 1B 1B 733M 367M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Form ADV-E Surprise Examination Reports

Accounting Firm Name Filing Date Form ADV-E
Accounting Firm Name HBK Filing Date08/19/2025 Form ADV-E View Report
Accounting Firm Name HBK Filing Date09/25/2024 Form ADV-E View Report
Accounting Firm Name HBK CPAS AND CONSULTANTS Filing Date01/02/2024 Form ADV-E View Report

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Brochure Summary