9AT: BNA WEALTH

Adviser Profile

As of Date	07/16/2026
Registration	SEC, Approved, 04/18/1995
ADV Location	ROCK HILL, SC, United States
Contact Info	803 xxxxxxx
Websites

AUM^*	619,754,403 65%
of that, discretionary	106,109,322 100%
Number of Employees	8 60%
of those in investment advisory functions	5 67%
Private Fund GAV^*	0
Avg Account Size	1,143,458 29%
% High Net Worth	71.59% 33%
SMA’s	Yes
Private Funds	0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser HFH PLANNING INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM206.1m	#Funds-
Adviser NEW AMSTERDAM WEALTH PLANNING	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM44.4m	#Funds-
Adviser FUSCO FINANCIAL SERVICES INC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM159.3m	#Funds-
Adviser INVESTOR ADVISORY GROUP	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM172.1m	#Funds-
Adviser BEYOND FINANCIAL SERVICES	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM176.7m	#Funds-
Adviser OUELLETTE WEALTH ADVISORY LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM274.4m	#Funds-
Adviser MCBRIDE FINANCIAL ADVISORS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM170.0m	#Funds-
Adviser FINANCIAL INNOVATIONS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM535.2m	#Funds-
Adviser MACE CAPITAL MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM86.2m	#Funds-
Adviser MCLAUGHLIN RYDER INVESTMENTS, INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM522.1m	#Funds-

Brochure Summary

Overview

BNA Wealth (or “the firm”) offers investment advisory services for a percentage of assets under management or hourly charges. Investment advisory services include services to individuals with brokerage accounts, retirement plans, trusts, estates and charitable organizations. To implement the client’s investment plan, BNA Wealth will manage the client’s investment portfolio on a non-discretionary. Clients must be contacted prior to the execution of any trade in the account(s) under management. This may result in a delay in executing recommended trades, which could adversely affect the performance of the portfolio. This delay also normally means the affected account(s) will not be able to participate in block trades, a practice designed to enhance the execution quality, timing and/or cost for all accounts included in the block. In a non-discretionary arrangement, the client retains the responsibility for the final decision on all actions taken with respect to the portfolio. Notwithstanding

the foregoing, clients may impose certain written restrictions on BNA Wealth in the management of their investment portfolios, such as prohibiting the inclusion of certain types of investments in an investment portfolio or prohibiting the sale of certain investments held in the account at the commencement of the relationship. Each client should note, however, that restrictions imposed by a client may adversely affect the composition and performance of the client’s investment portfolio. Each client should also note that his or her investment portfolio is treated individually by giving consideration to each purchase or sale for the client’s account. For these and other reasons, performance of client investment portfolios within the same investment objectives, goals and/or risk tolerance may differ and clients should not expect that the composition or performance of their investment portfolios would necessarily be consistent with similar clients of BNA Wealth.

BNA WEALTH

BNA WEALTH

THE LAWRENCE D. VITEZ CORPORATION

CONSOLIDATED SECURITIES

CONSOLIDATED INVESTMENT ADVISORS

BNA WEALTH, INC.

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

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BNA WEALTH BNA WEALTH THE LAWRENCE D. VITEZ CORPORATION CONSOLIDATED SECURITIES CONSOLIDATED INVESTMENT ADVISORS BNA WEALTH, INC.

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

BNA WEALTH

BNA WEALTH

THE LAWRENCE D. VITEZ CORPORATION

CONSOLIDATED SECURITIES

CONSOLIDATED INVESTMENT ADVISORS

BNA WEALTH, INC.