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Adviser Profile

As of Date 06/17/2024
Adviser Type - Large advisory firm
Number of Employees 13 -23.53%
of those in investment advisory functions 7
Registration SEC, Approved, 04/27/1995
AUM* 386,263,987 -88.07%
of that, discretionary 386,263,987 -88.07%
Private Fund GAV* 0 -100.00%
Avg Account Size 1,514,761 -65.11%
% High Net Worth 14.29% 2.38%
SMA’s Yes
Private Funds 0 1
Contact Info 203 xxxxxxx
Websites

Client Types

- High net worth individuals
- Investment companies
- Pooled investment vehicles
- Pension and profit sharing plans
- Charitable organizations
- Other investment advisers

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Reported AUM

Discretionary
Non-discretionary
4B 4B 3B 3B 2B 1B 633M
2015 2016 2017 2018 2019 2020 2021 2022 2023

Private Funds



Employees

Brochure Summary