MEDIQUS Asset Advisors, Inc. (MEDIQUS) has been in business since January 1, 1996. Our owner is Ronald J. Paprocki, JD, CFP® (President & Chief Executive Officer). We provide investment advisory services, financial planning services, educational services, and ERISA plan advisory services. All clients receive a written agreement and explanation of the services we provide to them. We make our recommendations after a review of information provided to us by our client. Investment Advisory Services Our investment advisory services are provided to individuals, business entities, retirement plans and not-for-profit organizations. We will: 1. Assist you in the preparation of an investment policy statement based on your investment objectives and priorities. 2. Develop investment guidelines regarding the investment categories we think are appropriate for you. 3. Recommend specific investments for you. 4. Coordinate the implementation of your investment decisions. 5. Monitor results and report to you on a regular basis, usually each calendar quarter. Our investment advisory services are tailored to the individual needs of clients. We base our recommendations on information you provide us. You are not obligated to follow any of our recommendations. You can impose restrictions on the investment of certain securities or types of securities. Your assets are usually invested in mutual funds, exchange traded funds (ETFs) or cash investments like money markets or certificates of deposit. Assets can also be invested in common stocks or bonds. All assets are held in accounts by an independent custodian, such as Charles Schwab & Co., Inc. (Schwab), and Charles Schwab Bank (Schwab Bank). We refer to these companies as “our approved custodian firms”. Please reference “Brokerage Practices” for more information regarding the custodian firm we use. Each quarter we usually provide a written report including information regarding account investment performance over various time periods, account additions or withdrawals, how investments in your account are valued and categorized, and amounts invested in each required investment category. As of December 31, 2023, the total value of client assets in our advisory service was $1,252,890,735. Of this total approximately $1,136,949,171 is managed on a discretionary basis and we do not have discretion on $115,941,564 of client assets. Our investment advisory activities are supervised to the extent required by Ausdal Financial Partners, Inc., the broker- dealer firm which some financial counselors of MEDIQUS are registered. Financial Planning Services/Wealth Management Our financial planning services are provided to individuals and are designed to assist them manage the accumulation and preservation of their wealth. This service focuses on financial issues such as your ability to: retire; educate children or grandchildren, provide for you and your family in the event of a disability or death; protect your assets from a legal judgment entered against you; plan for the transfer of assets to your heirs. Through this service we: 1. Educate you and us. We learn about the facts of your financial situation and the goals you would like to achieve. You learn about the potential hazards preventing you from accomplishing your goals. 2. Advise you on alternative strategies to best accomplish your goals.

3. Implement the strategies you select. You can select a complete financial analysis or an analysis of a specific financial area. We encourage you to use this service with the services provided by your other advisors, such as attorneys, CPAs, insurance brokers or investment brokers. We do not provide legal or tax advice. In performing these services, we are not required to verify any information received from you or your other professionals (e.g., attorneys, accountants, etc.,) and we are expressly authorized to rely on such information. We recommend certain clients engage us for additional related services, our Supervised Persons in their individual capacities as insurance agents or registered representatives of a broker-dealer and/or other professionals to implement our recommendations. You are advised that a conflict of interest exists for us to recommend that you engage us or our affiliates to provide (or continue to provide) additional services for compensation, including investment management services. You retain absolute discretion over all decisions regarding implementation and are under no obligation to act upon any of the recommendations made by us under a financial planning or consulting engagement. You are advised that it remains your responsibility to promptly notify us of any change in your financial situation or investment objectives for the purpose of reviewing, evaluating or revising the financial planning recommendations and/or services. Institutional Services Our services for not-for-profit organizations consist of advising them regarding the appropriate investment policies and procedures relating to the management of available funds and the spending needs of the organization. Communication with the organization’s management, officers and board of directors is an important aspect of these services. Educational Services Our educational services consist of educational seminars that are usually presented to members (and their families) of medical societies/associations. These seminars typically address money management, estate planning, asset allocation, and retirement planning. ERISA Retirement Plan Services MEDIQUS provides investment advice to sponsors of ERISA retirement plans, as well as education and enrollment services to eligible participants of the plans. At the plan level, we assist the responsible plan fiduciary in analysis, selection, and monitoring of custodians, recordkeepers and investment options made available to plan participants. We can also recommend appropriate Model Portfolios and assist the responsible plan fiduciary in the selection of a product sponsor’s program or third-party administrators. MEDIQUS is deemed to be a fiduciary to advisory clients that are employee benefit plans or individual retirement accounts (IRAs) pursuant to the Employee Retirement Income and Securities Act ("ERISA"), and regulations under the Internal Revenue Code of 1986 (the "Code"), respectively. As such, our firm is subject to specific duties and obligations under ERISA and the Internal Revenue Code that include among other things, restrictions concerning certain forms of compensation. To avoid engaging in prohibited transactions, MEDIQUS can only charge fees for investment advice about products for which our firm and/or our related persons do not receive any commissions or 12b-1 fees.