Adviser Profile

As of Date 02/23/2026
Registration SEC, Approved, 11/28/1995
Contact Info 949 xxxxxxx
Websites
AUM* 203,797,507 28%
of that, discretionary 203,797,507 28%
Number of Employees 3
of those in investment advisory functions 2
Private Fund GAV* 0
Avg Account Size 527,973 10%
% High Net Worth 45.83% 13%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Portfolio management for individuals and/or small businesses

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

204M 175M 146M 116M 87M 58M 29M
2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

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