| As of Date | 03/30/2026 |
| Registration | SEC, Approved, 11/29/1995 |
| ADV Location | HOUSTON, TX, United States |
| Contact Info | 713 xxxxxxx |
| Websites |
| AUM* | 2,087,058,406 57% |
| of that, discretionary | 2,087,058,406 57% |
| Number of Employees | 13 18% |
| of those in investment advisory functions | 5 |
| Private Fund GAV* | 0 |
| Avg Account Size | 738,782 9% |
| % High Net Worth | 63.98% 8% |
| SMA’s | Yes |
| Private Funds | 0 |
- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations
- Corporations or other businesses not listed above
- Financial planning services
- Portfolio management for individuals and/or small businesses
- A percentage of assets under your management
No private funds
| Accounting Firm Name | Filing Date | Form ADV-E |
|---|---|---|
| Accounting Firm Name SHERRI R. SCHEFFER, CPA, PLLC | Filing Date07/31/2025 | Form ADV-E View Report |
| Accounting Firm Name SHERRI R. SCHEFFER, CPA, PLLC | Filing Date07/19/2024 | Form ADV-E View Report |
| Accounting Firm Name SHERRI R. SCHEFFER, CPA, PLLC | Filing Date09/26/2023 | Form ADV-E View Report |
| Adviser | Hedge Fund | Liquidity Fund | Private Equity Fund | Real Estate Fund | Securitized Asset Fund | Venture Capital Fund | Other Fund | Total Private Fund GAV | AUM | #Funds | |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Adviser DAVID VAUGHAN INVESTMENTS, LLC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM5.3b | #Funds- | |
| Adviser SCHUCHARD CAPITAL MANAGEMENT INC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM325.5m | #Funds- | |
| Adviser GRAY PRIVATE WEALTH, LLC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM540.7m | #Funds- | |
| Adviser ELK RIVER WEALTH MANAGEMENT LLC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM971.3m | #Funds- | |
| Adviser FIORI FINANCIAL GROUP | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM567.4m | #Funds- | |
| Adviser GRAVES LIGHT LENHART | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM1.2b | #Funds- | |
| Adviser DHJJ FINANCIAL ADVISORS | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM623.4m | #Funds- | |
| Adviser SAPIENT PRIVATE WEALTH MANAGEMENT, LLC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM1.7b | #Funds- | |
| Adviser CORDA INVESTMENT MANAGEMENT, LLC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM2.0b | #Funds- | |
| Adviser NORTHEAST INVESTMENT MANAGEMENT INC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM3.3b | #Funds- |
| Stock Ticker | Stock Name | $ Position | % Position | $ Change | # Change |
|---|---|---|---|---|---|
| Stck Ticker11135F101 | Stock NameBroadcom Inc | $ Position$136,218,497 | % Position8.00% | $ Change-12.00% | # Change-2.00% |
| Stck Ticker67066G104 | Stock NameNvidia Corp | $ Position$131,926,208 | % Position8.00% | $ Change-8.00% | # Change-2.00% |
| Stck Ticker037833100 | Stock NameApple Inc | $ Position$103,215,010 | % Position6.00% | $ Change-5.00% | # Change2.00% |
| Stck Ticker594918104 | Stock NameMicrosoft Corp | $ Position$59,499,006 | % Position4.00% | $ Change-23.00% | # Change0.00% |
| Stck Ticker74762E102 | Stock NameQuanta Services Inc | $ Position$65,259,897 | % Position4.00% | $ Change27.00% | # Change-3.00% |
| Stck Ticker023135106 | Stock NameAmazon.com Inc | $ Position$47,681,018 | % Position3.00% | $ Change-10.00% | # Change0.00% |
| Stck Ticker02079K305 | Stock NameAlphabet Inc Class A | $ Position$44,876,944 | % Position3.00% | $ Change-9.00% | # Change-1.00% |
| Stck Ticker46284V101 | Stock NameIron Mountain Inc | $ Position$32,257,625 | % Position2.00% | $ Change24.00% | # Change0.00% |
| Stck Ticker46625H100 | Stock NameJP Morgan Chase & Co. | $ Position$34,392,436 | % Position2.00% | $ Change-8.00% | # Change0.00% |
| Stck Ticker00287Y109 | Stock NameAbbVie Inc | $ Position$36,932,502 | % Position2.00% | $ Change-5.00% | # Change-1.00% |