Adviser Profile

As of Date 03/26/2026
Registration SEC, Approved, 03/06/1996
ADV Location DENVER, CO, United States
Contact Info 303 xxxxxxx
Websites
AUM* 3,721,645,853 17%
of that, discretionary 3,675,403,486 17%
Number of Employees 37 12%
of those in investment advisory functions 23 21%
Private Fund GAV* 0
Avg Account Size 1,549,395 6%
% High Net Worth 50.61% -3%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Investment companies
- Pension and profit sharing plans
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

4B 3B 3B 2B 2B 1B 525M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Form ADV-E Surprise Examination Reports

Accounting Firm Name Filing Date Form ADV-E
Accounting Firm Name ERNST & YOUNG LLP Filing Date08/28/2025 Form ADV-E View Report
Accounting Firm Name ERNST & YOUNG LLP Filing Date12/18/2024 Form ADV-E View Report
Accounting Firm Name ERNST & YOUNG LLP Filing Date08/25/2023 Form ADV-E View Report

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Brochure Summary