| As of Date | 04/02/2026 |
| Registration | SEC, Approved, 01/06/1969 |
| ADV Location | LOS ANGELES, CA, United States |
| Contact Info | 310 xxxxxxx |
| Websites |
| AUM* | 268,728,930 -8% |
| of that, discretionary | 268,728,930 -8% |
| Number of Employees | 5 -17% |
| of those in investment advisory functions | 5 -17% |
| Private Fund GAV* | 0 |
| Avg Account Size | 1,267,589 23% |
| % High Net Worth | 37.26% 8% |
| SMA’s | Yes |
| Private Funds | 0 |
- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
- Pension consulting services
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
No private funds
| Adviser | Hedge Fund | Liquidity Fund | Private Equity Fund | Real Estate Fund | Securitized Asset Fund | Venture Capital Fund | Other Fund | Total Private Fund GAV | AUM | #Funds | |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Adviser LUMBARD & KELLNER, LLC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM443.6m | #Funds- | |
| Adviser BONTEMPO OHLY CAPITAL MANAGEMENT, LLC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM405.7m | #Funds- | |
| Adviser SPRINGTIDE PARTNERS | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM42.1m | #Funds- | |
| Adviser IRONWOOD INVESTMENT COUNSEL, LLC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM1.8b | #Funds- | |
| Adviser KNIGHTSBRIDGE WEALTH MANAGEMENT | Hedge Fund30.8m | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV30.8m | AUM1.1b | #Funds1 | |
| Adviser SHOKER INVESTMENTS | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM510.8m | #Funds- | |
| Adviser KLCM ADVISORS, INC. | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM1.9b | #Funds- | |
| Adviser TRU INDEPENDENCE ASSET MANAGEMENT, LLC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM336.9m | #Funds- | |
| Adviser BLAND GARVEY WEALTH ADVISORS, LLC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM241.2m | #Funds- | |
| Adviser ASSABET ADVISORS, LLC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM171.4m | #Funds- |
| Stock Ticker | Stock Name | $ Position | % Position | $ Change | # Change |
|---|---|---|---|---|---|
| Stck Ticker808515605 | Stock NameSCHWAB FAMILY FDS VL | $ Position$21,931,878 | % Position10.00% | $ Change89583.00% | # Change-10.00% |
| Stck Ticker037833100 | Stock NameAPPLE COMPUTER INC | $ Position$17,952,618 | % Position8.00% | $ Change100780.00% | # Change-18.00% |
| Stck Ticker594918104 | Stock NameMICROSOFT CORP | $ Position$16,089,454 | % Position7.00% | $ Change64477.00% | # Change-13.00% |
| Stck Ticker68389X105 | Stock NameORACLE CORP | $ Position$8,971,798 | % Position4.00% | $ Change52840.00% | # Change-21.00% |
| Stck Ticker74160Q103 | Stock NamePRIMECAP ODYSSEY FUND | $ Position$9,119,700 | % Position4.00% | $ Change93801.00% | # Change-1.00% |
| Stck Ticker478160104 | Stock NameJOHNSON & JOHNSON | $ Position$7,954,566 | % Position4.00% | $ Change134472.00% | # Change-16.00% |
| Stck Ticker458140100 | Stock NameINTEL CORP | $ Position$5,535,932 | % Position3.00% | $ Change162530.00% | # Change-17.00% |
| Stck Ticker369550108 | Stock NameGENERAL DYNAMICS CORP | $ Position$6,419,244 | % Position3.00% | $ Change87607.00% | # Change-25.00% |
| Stck Ticker17275R102 | Stock NameCISCO SYS INC | $ Position$5,667,329 | % Position3.00% | $ Change91947.00% | # Change-18.00% |
| Stck Ticker166764100 | Stock NameCHEVRON CORPORATION | $ Position$5,943,203 | % Position3.00% | $ Change126056.00% | # Change-13.00% |