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Adviser Profile

As of Date 03/15/2024
Adviser Type - Large advisory firm
Number of Employees 11 -8.33%
of those in investment advisory functions 5 -16.67%
Registration SEC, Approved, 04/29/1997
AUM* 1,424,497,608 24.92%
of that, discretionary 1,424,497,608 24.92%
Private Fund GAV* 1,071,491,049
Avg Account Size 178,062,201 71.76%
% High Net Worth 62.50% 37.50%
SMA’s Yes
Private Funds 2
Contact Info 212 xxxxxxx
Websites

Client Types

- High net worth individuals
- Pooled investment vehicles
- Other

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Reported AUM

Discretionary
Non-discretionary
1B 977M 815M 652M 489M 326M 163M
2015 2016 2017 2018 2019 2020 2021 2022 2023

Private Funds



Employees

Private Funds Structure

Fund Type Count GAV
Fund TypeHedge Fund Count2 GAV$1,071,491,049

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Stck Ticker267475101 Stock NameDYCOM INDS INC $ Position$612,203,058 % Position26.00% $ Change19.00% # Change1.00%
Stck Ticker143658300 Stock NameCARNIVAL CORP $ Position$81,282,240 % Position3.00% $ Change42.00% # Change24.00%
Stck Ticker595112103 Stock NameMICRON TECHNOLOGY INC $ Position$77,734,230 % Position3.00% $ Change-15.00% # Change-24.00%
Stck Ticker464287432 Stock NameISHARES TR $ Position$36,702,822 % Position2.00% $ Change # Change
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Stck Ticker81369Y886 Stock NameSELECT SECTOR SPDR TR $ Position$199,310 % Position0.00% $ Change-100.00% # Change-100.00%

Brochure Summary