Adviser Profile

As of Date 07/14/2024
Registration status Terminated
ADV Location HOUSTON, TX, United States
Contact Info 713 xxxxxxx
Websites
AUM* 1,238,112,419 5%
of that, discretionary 1,238,112,419 5%
Number of Employees 22
of those in investment advisory functions 10
Private Fund GAV* 0
Avg Account Size 508,674 0%
% High Net Worth 80.70% 0%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

1B 1B 884M 707M 531M 354M 177M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

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Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker922908363 Stock NameVANGUARD INDEX FDS $ Position$88,333,012 % Position16.00% $ Change13.00% # Change3.00%
Stck Ticker233051200 Stock NameDBX ETF TR $ Position$67,701,205 % Position12.00% $ Change13.00% # Change3.00%
Stck Ticker78462F103 Stock NameSPDR S&P 500 ETF TR $ Position$63,938,945 % Position11.00% $ Change7.00% # Change-3.00%
Stck Ticker78463X889 Stock NameSPDR INDEX SHS FDS $ Position$44,536,534 % Position8.00% $ Change11.00% # Change6.00%
Stck Ticker464287507 Stock NameISHARES TR $ Position$32,627,539 % Position6.00% $ Change13.00% # Change417.00%
Stck Ticker78467X109 Stock NameSPDR DOW JONES INDL AVRG ETF $ Position$26,046,120 % Position5.00% $ Change1.00% # Change-4.00%
Stck Ticker78467Y107 Stock NameSPDR SP MIDCAP 400 ETF TR $ Position$25,207,380 % Position4.00% $ Change8.00% # Change-1.00%
Stck Ticker46429B267 Stock NameISHARES TR $ Position$22,637,544 % Position4.00% $ Change12.00% # Change13.00%
Stck Ticker78464A300 Stock NameSPDR SERIES TRUST $ Position$18,248,705 % Position3.00% $ Change6.00% # Change6.00%
Stck Ticker78464A664 Stock NameSPDR SER TR $ Position$15,559,146 % Position3.00% $ Change5.00% # Change9.00%

Brochure Summary