9AT: LYNX INVESTMENT ADVISORY, LLC

Adviser Profile

As of Date	04/09/2026
Registration	SEC, Approved, 10/17/1997
Other registrations (1)	California, Cancelled, 08/28/2001
ADV Location	WASHINGTON, DC, United States
Contact Info	202 xxxxxxx
Websites

AUM^*	1,114,497,872 3%
of that, discretionary	360,609,346 68%
Number of Employees	13 8%
of those in investment advisory functions	10 11%
Private Fund GAV^*	0
Avg Account Size	4,722,449 1%
% High Net Worth	41.10% -9%
SMA’s	Yes
Private Funds	0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations
- Other

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser DIRECT LENDING INVESTMENTS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM866.3m	#Funds-
Adviser PITON INVESTMENT MANAGEMENT, LP	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM927.9m	#Funds-
Adviser PARKSIDE INVESTMENTS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund42.7m	Total Private Fund GAV42.7m	AUM1.4b	#Funds2
Adviser LIBERTY WEALTH MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund5.0m	Total Private Fund GAV5.0m	AUM1.7b	#Funds1
Adviser LEGALIST	Hedge Fund-	Liquidity Fund-	Private Equity Fund1.5b	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV1.5b	AUM1.9b	#Funds15
Adviser ASTATINE INVESTMENT PARTNERS	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund963.8m	Total Private Fund GAV963.8m	AUM1.2b	#Funds6
Adviser TCG CROSSOVER MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund3.8b	Total Private Fund GAV3.8b	AUM5.1b	#Funds3
Adviser OCCUDO QUANTITATIVE STRATEGIES LP	Hedge Fund1.1b	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV1.1b	AUM2.2b	#Funds3
Adviser TANGENCY CAPITAL INVESTMENT ADVISORY LTD.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund2.7b	Total Private Fund GAV2.7b	AUM3.5b	#Funds4
Adviser Z2 INVESTMENT MANAGEMENT, LP	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM859.6m	#Funds-

Brochure Summary

Overview

Description Founded in 1992, Lynx Investment Advisory provides investment consulting services to individual and institutional clients and serves as advisor to one multi-manager private fund. Lynx is majority owned by CIG Capital Holdings, Inc. with the balance of ownership held by firm employees. Services Lynx advises clients throughout the investment process and assists with identifying investment goals, creating an Investment Policy Statement, determining an optimal portfolio asset allocation, researching and choosing investment managers, account opening and funding, performance review and ongoing portfolio monitoring. Most client portfolios are customized to the individual needs of our clients but Lynx also advises some discretionary accounts managed as a model portfolio. There are many factors that affect the recommended allocation and manager selection for each client, including but not limited to time horizon, risk tolerance, spending and liquidity needs, and, if appropriate, tax considerations. There may be times when a client may impose a restriction on investing in certain types of securities. Lynx makes every attempt to work with the recommended

managers to honor such requests. However, sometimes the investment structure (e.g. mutual fund) will preclude Lynx from controlling the specific outcome requested by the client. In either case Lynx will discuss the feasibility of the request with the client to ensure that their expectations are met. Discretionary & Non-Discretionary Assets As of December 31, 2023, Lynx managed $214,303,516 on a discretionary basis. As of December 31, 2023, Lynx managed $867,484,871 on a non-discretionary basis. This includes client accounts held at Schwab and Fidelity and various other custodians. While Lynx has the power to place trades in accounts held at Schwab and Fidelity, we request written permission from non-discretionary clients to make allocation changes and place trades in client accounts. The only exception to this is that we do, on occasion, place sell orders to raise cash for checks written on client accounts or to pay Lynx quarterly advisory fees. In addition, Lynx sometimes provides portfolio monitoring services that include making periodic allocation and/or manager recommendations, ongoing performance reporting, and providing macro-economic outlook.

LYNX INVESTMENT ADVISORY, LLC

LYNX INVESTMENT ADVISORY, LLC

LEPERCQ LYNX INVESTMENT ADVISORY LLC

LYNX INVESTMENT ADVISORY,LLC

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

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LYNX INVESTMENT ADVISORY, LLC LYNX INVESTMENT ADVISORY, LLC LEPERCQ LYNX INVESTMENT ADVISORY LLC LYNX INVESTMENT ADVISORY,LLC

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

LYNX INVESTMENT ADVISORY, LLC

LYNX INVESTMENT ADVISORY, LLC

LEPERCQ LYNX INVESTMENT ADVISORY LLC

LYNX INVESTMENT ADVISORY,LLC