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Adviser Profile

As of Date 03/22/2024
Adviser Type - Large advisory firm
Number of Employees 12
of those in investment advisory functions 9
Registration California, Cancelled, 08/28/2001
Other registrations (1)
AUM* 1,081,788,387 20.73%
of that, discretionary 214,303,516 12.20%
Private Fund GAV* 0 -100.00%
Avg Account Size 4,683,067 19.69%
% High Net Worth 45.02% 35.66%
SMA’s Yes
Private Funds 0
Contact Info 202 xxxxxxx
Websites

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations
- Other

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees

Reported AUM

Discretionary
Non-discretionary
835M 715M 596M 477M 358M 238M 119M
2015 2016 2017 2018 2019 2020 2021 2022 2023

Private Funds



Employees

Brochure Summary