Adviser Profile

AUM* 3,217,125,317 -4%
of that, discretionary 3,208,374,185 -4%
Number of Employees 36 -18%
of those in investment advisory functions 18
Private Fund GAV* 0
Avg Account Size 1,369,572 4%
% High Net Worth 16.67% -50%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pooled investment vehicles
- Pension and profit sharing plans
- Charitable organizations
- State or municipal government entities
- Insurance companies
- Corporations or other businesses not listed above
- Other

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
- Pension consulting services
- Market timing services

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)

Reported AUM

4B 3B 3B 2B 2B 1B 562M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

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Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker78462F103 Stock NameSTATE STR SPDR S&P 500 ETF T $ Position$58,500,034 % Position23.00% $ Change-2.00% # Change2.00%
Stck Ticker78467Y107 Stock NameSTATE STR SPDR S&P MIDCAP 40 $ Position$27,635,165 % Position11.00% $ Change4.00% # Change2.00%
Stck Ticker78464A631 Stock NameSPDR SERIES TRUST $ Position$18,730,263 % Position7.00% $ Change2.00% # Change-3.00%
Stck Ticker084670702 Stock NameBERKSHIRE HATHAWAY INC DEL $ Position$11,252,095 % Position4.00% $ Change-22.00% # Change-18.00%
Stck Ticker464287556 Stock NameISHARES TR $ Position$10,765,538 % Position4.00% $ Change-1.00% # Change-1.00%
Stck Ticker464288240 Stock NameISHARES TR $ Position$11,356,092 % Position4.00% $ Change1.00% # Change-1.00%
Stck Ticker464288810 Stock NameISHARES TR $ Position$6,947,771 % Position3.00% $ Change-14.00% # Change0.00%
Stck Ticker464287804 Stock NameISHARES TR $ Position$7,548,103 % Position3.00% $ Change3.00% # Change0.00%
Stck Ticker594918104 Stock NameMICROSOFT CORP $ Position$7,914,235 % Position3.00% $ Change-23.00% # Change1.00%
Stck Ticker149123101 Stock NameCATERPILLAR INC $ Position$6,730,370 % Position3.00% $ Change24.00% # Change0.00%

Brochure Summary