9AT: STEELOAKS INVESTMENT ADVISERS, INC.

Adviser Profile

As of Date	03/27/2026
Registration	SEC, Approved, 04/23/1998
ADV Location	WEIRTON, WV, United States
Contact Info	304 xxxxxxx
Websites

AUM^*	131,000,000 -13%
of that, discretionary	117,000,000 -21%
Number of Employees	2
of those in investment advisory functions	2
Private Fund GAV^*	0
Avg Account Size	454,861 -17%
% High Net Worth	3.46% 39%
SMA’s	Yes
Private Funds	0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- State or municipal government entities
- Corporations or other businesses not listed above

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
- Pension consulting services

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser FLEXIBLE PLAN INVESTMENTS LTD	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM1.5b	#Funds-
Adviser EVESTIA FINANCIAL	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM33.3m	#Funds-
Adviser FAIRFAX GLOBAL INVESTMENT MANAGEMENT LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM147.7m	#Funds-
Adviser CROSSMARK WEALTH MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM1.2b	#Funds-
Adviser RETIREMENT PLAN ADVISORS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM3.5b	#Funds-
Adviser SSI INVESTMENT MANAGEMENT LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM2.6b	#Funds-
Adviser ABBIT MANAGEMENT CORP	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM252.3m	#Funds-
Adviser ARISTOTLE CREDIT PARTNERS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM81.1m	#Funds-
Adviser BOND TECH INC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM221.6m	#Funds-
Adviser RUSSELL INVESTMENTS	Hedge Fund-	Liquidity Fund1.7b	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV1.7b	AUM68.6b	#Funds1

Brochure Summary

Overview

Firm Description SteelOaks Investment Advisers, Inc. is registered as an independent investment advisory firm with the U.S. Securities and Exchange Commission. SteelOaks Investments has provided professional investment management to individuals and institutions since 1997. Our sole office is located in Weirton, WV. SteelOaks Investments has no branch locations, affiliates or subsidiaries. SteelOaks Investment Advisers, Inc. is 50% owned by Michael Payne and 50% owned by Sara Payne. Types of Advisory Services SteelOaks Investment Advisers, Inc. is an investment adviser providing consulting and investment management services to individuals, pension and profit sharing plans, trusts, estates, charitable organizations, corporations and business entities. SteelOaks’ investment advisory services are generally limited to the discretionary management of investment portfolios in accordance with the investment objective(s) of the client. SteelOaks’ does not provide financial planning services. However, SteelOaks’ may provide consulting

services on investment-related matters for which SteelOaks’ may or may not receive additional compensation. SteelOaks Investment Advisers, Inc. does not sponsor any wrap fee programs. Wrap fee accounts are described as an account in which a client is charged a specified and all-inclusive fee, which includes investment management, commissions and other trading costs. Some SteelOaks’ clients may elect to hold their accounts at a broker/dealer and have entered into a wrap fee agreement with their respective custodian. The wrap fee typically includes investment advisory services, custody arrangements and the execution of client transactions. Wrap and no-wrap fee portfolios are managed in the same manner. In the case of accounts utilizing this fee arrangement, SteelOaks’ will bill the custodian directly for investment management fees. Client Assets As of December 31, 2023, SteelOaks Investment Advisers, Inc. managed on a discretionary and non- discretionary basis approximately $149,000,000.00 and $2,000,000.00 respectively.

STEELOAKS INVESTMENT ADVISERS, INC.

STEELOAKS INVESTMENT ADVISERS, INC.

STEELOAKS INVESTMENT ADVISERS INC

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

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STEELOAKS INVESTMENT ADVISERS, INC. STEELOAKS INVESTMENT ADVISERS, INC. STEELOAKS INVESTMENT ADVISERS INC

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

STEELOAKS INVESTMENT ADVISERS, INC.

STEELOAKS INVESTMENT ADVISERS, INC.

STEELOAKS INVESTMENT ADVISERS INC