9AT: COLUMBIA CAPITAL MANAGEMENT, LLC

Adviser Profile

As of Date	03/24/2026
Registration	SEC, Approved, 05/15/1998
ADV Location	MERRIAM, KS, United States
Contact Info	913 xxxxxxx
Websites

AUM^*	2,086,444,874 19%
of that, discretionary	2,086,444,874 19%
Number of Employees	18 20%
of those in investment advisory functions	6
Private Fund GAV^*	0
Avg Account Size	18,967,681 -2%
SMA’s	Yes
Private Funds	0

Adviser Type

- Large advisory firm

Client Types

- State or municipal government entities
- Corporations or other businesses not listed above
- Other

Advisory Activities

- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser GUGGENHEIM FUNDS DISTRIBUTORS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM7.8b	#Funds-
Adviser HAVEN GLOBAL PARTNERS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund32.0m	Total Private Fund GAV32.0m	AUM1.4b	#Funds1
Adviser TRINITY CAPITAL INVESTORS	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM458.3m	#Funds-
Adviser BUILD ASSET MANAGEMENT	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund30.8m	Total Private Fund GAV30.8m	AUM64.6m	#Funds1
Adviser JACOB ASSET MANAGEMENT OF NEW YORK LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM84.1m	#Funds-
Adviser SMITH GRAHAM & CO INVESTMENT ADVISORS, L.P.**	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM829.2m	#Funds-
Adviser OLD GLORY ASSET MANAGEMENT LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM655.9m	#Funds-
Adviser CCG ASSET MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM577.2m	#Funds-
Adviser EMBASSY ASSET MANAGEMENT LP	Hedge Fund25.7m	Liquidity Fund-	Private Equity Fund8.5m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV34.2m	AUM774.0m	#Funds4
Adviser PROFUND ADVISORS LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM5.2b	#Funds-

Brochure Summary

Overview

Introduction Columbia Capital Management, LLC (“Columbia Capital”) was formed in 1996 and specializes in public finance municipal advisory services and investment advisory services primarily to local governments and not-for-profits. As of the date of this statement, Jeff White, Managing Member, owns a 48% interest in Columbia Capital, James Prichard, Managing Director, owns 14% interest, David Abel, Managing Director, owns 10% interest, Khalen Dwyer, Managing Director, owns 10% interest, Stacey Walter, Chief Compliance Officer and Controller, owns 8% interest, and Adam Pope, Managing Director, owns 10% interest. Investment Advisory Services Columbia Capital’s current investment advisory services consist of active investment management for seventeen local government entities, four educational entities, four not-for- profit clients, one liquidating trust, and one tobacco securitization authority. Columbia Capital engages in investment transactions only in investments permitted under its investment advisory clients’ investment policies and related state laws. Columbia Capital typically manages short-term portfolios of fund balances and bond-related proceeds and reserve funds of municipal governments and not-for-profit organizations. These securities are generally limited to insured or collateralized

bank deposits, United States Treasury and federal agency securities, commercial paper, bankers’ acceptances, certain repurchase agreements and, in certain cases, general obligation and utility revenue bonds of municipal issuers. Client Needs Many of our clients are governmental entities subject to both statutory limitations on their permitted investments and restrictions contained in their investment policy. Other clients are not-for-profit borrowers and a liquidating trust, each with their own investment policies or similar restrictions We manage each client’s assets in accordance with the statutory provisions applicable to them, when applicable, and in accord with their investment policy or other restrictions. In addition, bond proceeds investments are sometimes governed by the resolution or indenture authorizing each issue, which also may contain investment restrictions that are different from the operating funds of the same client. Liquidity needs of each client are taken into account in determining the amount of funds that can be invested for longer periods of time and those funds that must remain liquid. Client Assets Columbia Capital’s assets under management were $1,747,846,198 as of December 31, 2023, distributed as follows: Number of Client Accounts Assets Under Management Discretionary 90 $1,747,846,198 Non-Discretionary 0 None

COLUMBIA CAPITAL MANAGEMENT, LLC

COLUMBIA CAPITAL MANAGEMENT, LLC

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

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COLUMBIA CAPITAL MANAGEMENT, LLC COLUMBIA CAPITAL MANAGEMENT, LLC

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

COLUMBIA CAPITAL MANAGEMENT, LLC

COLUMBIA CAPITAL MANAGEMENT, LLC