| As of Date | 03/31/2026 |
| Registration | SEC, Approved, 09/23/1998 |
| ADV Location | WALNUT CREEK, CA, United States |
| Contact Info | 925 xxxxxxx |
| Websites |
| AUM* | 1,276,570,885 27% |
| of that, discretionary | 1,276,570,885 27% |
| Number of Employees | 16 23% |
| of those in investment advisory functions | 9 |
| Private Fund GAV* | 0 |
| Avg Account Size | 562,118 19% |
| % High Net Worth | 52.77% 31% |
| SMA’s | Yes |
| Private Funds | 0 |
- Individuals (other than high net worth individuals)
- High net worth individuals
- Charitable organizations
- Corporations or other businesses not listed above
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers
- A percentage of assets under your management
No private funds
| Accounting Firm Name | Filing Date | Form ADV-E |
|---|---|---|
| Accounting Firm Name ARMANINO LLP | Filing Date09/25/2023 | Form ADV-E View Report |
| Adviser | Hedge Fund | Liquidity Fund | Private Equity Fund | Real Estate Fund | Securitized Asset Fund | Venture Capital Fund | Other Fund | Total Private Fund GAV | AUM | #Funds | |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Adviser TALL PINES CAPITAL, LLC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM25.0m | #Funds- | |
| Adviser AMERICAN FINANCIAL & TAX STRATEGIES, INC. | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM279.4m | #Funds- | |
| Adviser RANCH CAPITAL ADVISORS INC. | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM385.5m | #Funds- | |
| Adviser AMPHORA WEALTH MANAGEMENT, LLC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM196.2m | #Funds- | |
| Adviser HOXTON PLANNING & MANAGEMENT, LLC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM591.5m | #Funds- | |
| Adviser FIDUCIARY MANAGEMENT GROUP, LLC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM70.7m | #Funds- | |
| Adviser CARLSBAD WEALTH ADVISORY GROUP, INC. | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM237.6m | #Funds- | |
| Adviser GEMMER ASSET MANAGEMENT LLC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM2.4b | #Funds- | |
| Adviser FULLEN FINANCIAL GROUP, INC. | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM282.0m | #Funds- | |
| Adviser FEDERMANN FINANCIAL ADVISORS INC. | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM108.2m | #Funds- |
| Stock Ticker | Stock Name | $ Position | % Position | $ Change | # Change |
|---|---|---|---|---|---|
| Stck Ticker14020Y300 | Stock NameCAPITAL GRP FIXED INCM ETF T | $ Position$103,626,677 | % Position13.00% | $ Change52.00% | # Change52.00% |
| Stck Ticker808524755 | Stock NameSCHWAB STRATEGIC TR | $ Position$58,064,366 | % Position7.00% | $ Change7.00% | # Change0.00% |
| Stck Ticker921946810 | Stock NameVANGUARD WHITEHALL FDS | $ Position$40,290,853 | % Position5.00% | $ Change5.00% | # Change-1.00% |
| Stck Ticker921946794 | Stock NameVANGUARD WHITEHALL FDS | $ Position$40,800,620 | % Position5.00% | $ Change5.00% | # Change0.00% |
| Stck Ticker46434V878 | Stock NameISHARES TR | $ Position$37,569,810 | % Position5.00% | $ Change1.00% | # Change1.00% |
| Stck Ticker921910840 | Stock NameVANGUARD WORLD FD | $ Position$32,205,694 | % Position4.00% | $ Change12.00% | # Change0.00% |
| Stck Ticker92204A504 | Stock NameVANGUARD WORLD FD | $ Position$26,531,738 | % Position3.00% | $ Change9.00% | # Change0.00% |
| Stck Ticker92203C303 | Stock NameVANGUARD BD INDEX FDS | $ Position$20,531,932 | % Position3.00% | $ Change19.00% | # Change19.00% |
| Stck Ticker921908844 | Stock NameVANGUARD SPECIALIZED FUNDS | $ Position$27,802,072 | % Position3.00% | $ Change10.00% | # Change0.00% |
| Stck Ticker14020W106 | Stock NameCAPITAL GROUP DIVIDEND VALUE | $ Position$26,579,364 | % Position3.00% | $ Change16.00% | # Change0.00% |