Adviser Profile

As of Date 05/27/2026
Registration SEC, Approved, 10/01/1998
ADV Location BERKELEY, CA, United States
Contact Info 510 xxxxxxx
Websites
AUM* 856,631,801 34%
of that, discretionary 856,631,801 34%
Number of Employees 7 17%
of those in investment advisory functions 2 -33%
Private Fund GAV* 0
Avg Account Size 948,651 27%
% High Net Worth 72.02% 4%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

857M 734M 612M 490M 367M 245M 122M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

Employees

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Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker02079K107 Stock NameALPHABET INC $ Position$30,880,766 % Position5.00% $ Change29.00% # Change41.00%
Stck Ticker037833100 Stock NameAPPLE INC $ Position$25,462,669 % Position4.00% $ Change-8.00% # Change-1.00%
Stck Ticker25434V799 Stock NameDIMENSIONAL ETF TRUST $ Position$22,563,398 % Position4.00% $ Change-1.00% # Change-4.00%
Stck Ticker172967424 Stock NameCITIGROUP INC $ Position$17,055,040 % Position3.00% $ Change-3.00% # Change0.00%
Stck Ticker808513105 Stock NameSCHWAB CHARLES CORP $ Position$15,784,411 % Position3.00% $ Change-6.00% # Change0.00%
Stck Ticker81369Y506 Stock NameSELECT SECTOR SPDR TR $ Position$18,943,492 % Position3.00% $ Change27.00% # Change-7.00%
Stck Ticker25434V872 Stock NameDIMENSIONAL ETF TRUST $ Position$19,274,697 % Position3.00% $ Change6.00% # Change7.00%
Stck Ticker922040845 Stock NameVANGUARD INSTL INDEX FD $ Position$14,755,457 % Position3.00% $ Change26.00% # Change26.00%
Stck Ticker922020748 Stock NameVANGUARD MALVERN FDS $ Position$17,940,553 % Position3.00% $ Change628.00% # Change633.00%
Stck Ticker949746101 Stock NameWELLS FARGO & CO $ Position$9,992,393 % Position2.00% $ Change-14.00% # Change1.00%

Brochure Summary