Adviser Profile

As of Date 03/11/2026
Registration SEC, Approved, 12/23/1998
ADV Location WARREN, RI, United States
Contact Info 401 xxxxxxx
Websites
AUM* 755,923,825 49%
of that, discretionary 755,923,825 49%
Number of Employees 4
of those in investment advisory functions 2
Private Fund GAV* 0
Avg Account Size 1,097,132 48%
% High Net Worth 58.43% 15%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Portfolio management for individuals and/or small businesses

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

756M 648M 540M 432M 324M 216M 108M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

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