9AT: DEAN ROLAND RUSSELL, LLC

Adviser Profile

As of Date	03/16/2026
Registration	SEC, Approved, 02/02/1999
ADV Location	SAN DIEGO, CA, United States
Contact Info	858 xxxxxxx
Websites

AUM^*	351,202,738 22%
of that, discretionary	351,202,738 22%
Number of Employees	6 20%
of those in investment advisory functions	4 33%
Private Fund GAV^*	0
Avg Account Size	632,798 23%
% High Net Worth	78.41% 7%
SMA’s	Yes
Private Funds	0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser QUADCAP WEALTH MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM1.3b	#Funds-
Adviser PRISM PLANNING PARTNERS	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM241.5m	#Funds-
Adviser COMPREHENSIVE WEALTH SOLUTIONS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM374.3m	#Funds-
Adviser SILIGMUELLER & NORVID WEALTH ADVISORS LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM299.2m	#Funds-
Adviser HIGHPASS ASSET MANAGEMENT LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM218.2m	#Funds-
Adviser CAPITOL FINANCIAL CONSULTANTS, INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM269.2m	#Funds-
Adviser BREAKWATER CAPITAL GROUP	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM1.0b	#Funds-
Adviser SCHNALL ADVISORY SERVICES, INC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM108.2m	#Funds-
Adviser COLRAIN CAPITAL LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM222.2m	#Funds-
Adviser PEGASUS GROUP, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM91.3m	#Funds-

Brochure Summary

Overview

We are a fee-only (we are solely compensated by our clients, sell no products and receive no commissions or referral fees), SEC-registered investment advisor located in San Diego, California. We, including predecessor firms (Dean Consulting & Associates), have been in business since 1988. Currently, we have approximately 160 clients/families and manage $288,496,000. Marc Roland and Andrew Russell have worked together for over twenty years and are the firm’s managing members. Marc and Andrew each own a 50 percent interest in the firm. We offer fee-only wealth management services primarily to high net-worth individuals and families to help them meet their short-term and long-term personal financial goals. Our niche is providing personalized, customized services. In order to perform our wealth management services well, we meet with our clients and work with them to outline their financial circumstances and investment objectives. Each client’s portfolio is tailored for that client’s specific needs, goals and risk tolerances. Our services can include reviewing and making recommendations on some or all the following (the below areas are reviewed as needed or on request during ongoing monitoring):
• Defining and quantifying goals and priorities;
• Investment strategies/advisory – may include some or all of the following: an evaluation

of current portfolio, education on investments, development of a personalized asset allocation (investment mix), trade execution and rebalancing in accordance with your asset allocation;
• Retirement planning;
• Personal income tax and cash flow planning;
• Educational funding;
• Estate planning, multi-generational planning, legacy charitable planning;
• Insurance/risk management. Once you choose an overall investment mix (“asset allocation”), we select the specific securities that will make up the desired mix of assets. We will use mutual funds, stocks, bonds, exchange- traded funds (ETFs), cash-equivalents, and other instruments. We will consider your personal situation, income and liquidity needs, time horizon, legal and tax constraints, and other special circumstances. Many times, our recommendations are determined primarily from tax, cash flow, and estate planning considerations rather than the intrinsic merits of the specific security as an investment. The financial planning items mentioned may include the preparation of financial plans and analyses as well as financial statements showing net worth, cash flow, and income tax projections. We develop models that test how well your desired expenses match your expected financial resources. Dean Roland Russell | Family Wealth Management 5

DEAN ROLAND RUSSELL, LLC

DEAN ROLAND RUSSELL, LLC

DEAN CONSULTING & ASSOCIATES

DEAN MARY KATHERINE

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

Need help?

Send a question to 9AT support.

DEAN ROLAND RUSSELL, LLC DEAN ROLAND RUSSELL, LLC DEAN CONSULTING & ASSOCIATES DEAN MARY KATHERINE

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

DEAN ROLAND RUSSELL, LLC

DEAN ROLAND RUSSELL, LLC

DEAN CONSULTING & ASSOCIATES

DEAN MARY KATHERINE