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Adviser Profile

As of Date 04/01/2026
Registration SEC, Approved, 02/04/1999
ADV Location CHICAGO, IL, United States
Contact Info 312 xxxxxxx
Websites
AUM* 4,585,548,400 25%
of that, discretionary 4,585,548,400 25%
Number of Employees 28
of those in investment advisory functions 18
Private Fund GAV* 0
Avg Account Size 69,478,006 6%
% High Net Worth 69.70% -3%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- High net worth individuals
- Investment companies
- Pooled investment vehicles
- Pension and profit sharing plans
- State or municipal government entities

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

5B 4B 3B 3B 2B 1B 655M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

Employees

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Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker67066G104 Stock NameNVIDIA CORPORATION $ Position$219,397,293 % Position7.00% $ Change-16.00% # Change-11.00%
Stck Ticker02079K305 Stock NameALPHABET INC $ Position$120,205,544 % Position4.00% $ Change1.00% # Change10.00%
Stck Ticker037833100 Stock NameAPPLE INC $ Position$88,829,292 % Position3.00% $ Change-16.00% # Change-10.00%
Stck Ticker46429B267 Stock NameISHARES TR $ Position$76,280,426 % Position3.00% $ Change0.00% # Change0.00%
Stck Ticker594918104 Stock NameMICROSOFT CORP $ Position$97,762,637 % Position3.00% $ Change-45.00% # Change-29.00%
Stck Ticker78464A375 Stock NameSPDR SERIES TRUST $ Position$90,168,265 % Position3.00% $ Change6.00% # Change7.00%
Stck Ticker808513105 Stock NameSCHWAB CHARLES CORP $ Position$47,370,901 % Position2.00% $ Change-24.00% # Change-19.00%
Stck Ticker512807306 Stock NameLAM RESEARCH CORP $ Position$71,947,868 % Position2.00% $ Change13.00% # Change-10.00%
Stck Ticker57636Q104 Stock NameMASTERCARD INCORPORATED $ Position$45,975,216 % Position2.00% $ Change-21.00% # Change-10.00%
Stck Ticker92206C771 Stock NameVANGUARD SCOTTSDALE FDS $ Position$69,852,210 % Position2.00% $ Change-13.00% # Change-13.00%

Brochure Summary