9AT: GERALD BAKER FINANCIAL GROUP, L.L.C.DBA BAKER FINANCIAL SERVICES

Adviser Profile

As of Date	02/19/2026
Registration	SEC, Approved, 05/20/1999
Other registrations (1)	Texas, Terminated, 04/01/2002
ADV Location	ARLINGTON, TX, United States
Contact Info	817 xxxxxxx
Websites

AUM^*	909,320,534 23%
of that, discretionary	909,320,534 23%
Number of Employees	7 -22%
of those in investment advisory functions	5 25%
Private Fund GAV^*	0
Avg Account Size	675,071 60%
% High Net Worth	17.84% 1%
SMA’s	Yes
Private Funds	0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Accounting Firm Name	Filing Date	Form ADV-E
Accounting Firm Name WHITLEY PENN	Filing Date09/19/2025	Form ADV-E View Report
Accounting Firm Name WHITLEY PENN	Filing Date07/22/2024	Form ADV-E View Report
Accounting Firm Name WHITLEY PENN	Filing Date08/28/2023	Form ADV-E View Report

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser READ & POWELL FINANCIAL SERVICES, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM159.7m	#Funds-
Adviser ALPHA WEALTH MANAGEMENT AND PLANNING LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM319.6m	#Funds-
Adviser LOKKEN INVESTMENT GROUP, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM366.5m	#Funds-
Adviser SKA FINANCIAL SERVICES,INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM159.1m	#Funds-
Adviser PARKS CAPITAL	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM82.9m	#Funds-
Adviser LAKERIDGE WEALTH MANAGEMENT LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM805.4m	#Funds-
Adviser CALDWELL ADVISORS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM351.4m	#Funds-
Adviser PETERSON FINANCIAL SERVICES LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM124.0m	#Funds-
Adviser INVESTORS PORTFOLIO SERVICES LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM238.8m	#Funds-
Adviser WHARTON WEALTH MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM209.2m	#Funds-

Brochure Summary

Overview

5
• Personal: Family records, budgeting, personal liability, estate information and financial goals.
• Tax & Cash Flow: Income tax and spending analysis and planning for past, current and future years. We will illustrate the impact of various investments on your current income tax and future tax liability.
• Death & Disability: Cash needs at death, income needs of surviving dependents, estate planning and disability income analysis.
• Retirement: Analysis of your current strategies and investment plans to help you achieve your retirement goals. We will collect the pertinent data, conduct personal interviews with you, prepare computer-assisted analyses of the financial data, and present a written financial plan to you based upon the objectives and priorities stated by you. We will be available to help you implement the recommendations. Implementation of the prepared plan or recommendations is solely at your discretion, and we encourage you to utilize any desired professional or group of professionals to assist in the implementation. CONSULTING SERVICES: You can also receive investment advice on a more limited basis. This includes advice on only an isolated area(s) of concern such as estate planning, retirement planning, life insurance evaluation, elder care review, estate tax calculation, college education funding or any other specific topic. We provide specific consultation

services regarding your current or projected financial position or other investment and financial concerns that you have. We do not sponsor or act as a portfolio manager for any wrap fee programs. ASSETS UNDER MANAGEMENT: As of December 31, 2023, Baker Financial had approximately $741,000,000 in assets, all of which are managed on a discretionary basis. Baker Financial does not have any non-discretionary assets under management. PORTFOLIO MANAGEMENT PROGRAM FEE SCHEDULE: Total Assets Managed Annual Fees $0 to $249,999 $2,500 Annually $250,000 to $999,999 1.000% $1,000,000 to $2,499,999 0.875% $2,500,000 to $4,999,999 0.750% $5,000,000 to $9,999,999 0.500% $10,000,000 and over 0.375% Our fee for investment advisory services shall be what was agreed upon and executed at the initial engagement meeting. We agree to notify you promptly if there is a rate increase in our fees. We also retain the right to discount fees or negotiate the above fees to potential or current clients, all within our discretion. Our fee will be payable quarterly in arrears. Fees are calculated on the value of all assets under management on the last business day of the quarter by multiplying the assets under management market value by the above annual rate and dividing such product by four (4). New clients will be pro-rata billed to the next valuation date based on assets placed with us.

GERALD BAKER FINANCIAL GROUP, L.L.C.DBA BAKER FINANCIAL SERVICES

GERALD BAKER FINANCIAL GROUP, L.L.C.DBA BAKER FINANCIAL SERVICES

BAKER & WHITE, L.L.C.

BAKER FINANCIAL SERVICES

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Form ADV-E Surprise Examination Reports

Similar advisers

Brochure Summary

Overview

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GERALD BAKER FINANCIAL GROUP, L.L.C.DBA BAKER FINANCIAL SERVICES GERALD BAKER FINANCIAL GROUP, L.L.C.DBA BAKER FINANCIAL SERVICES BAKER & WHITE, L.L.C. BAKER FINANCIAL SERVICES

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Form ADV-E Surprise Examination Reports

Similar advisers

Brochure Summary

Overview

GERALD BAKER FINANCIAL GROUP, L.L.C.DBA BAKER FINANCIAL SERVICES

GERALD BAKER FINANCIAL GROUP, L.L.C.DBA BAKER FINANCIAL SERVICES

BAKER & WHITE, L.L.C.

BAKER FINANCIAL SERVICES