Adviser Profile

As of Date 01/02/2026
Registration status Terminated
ADV Location PITTSBURGH, PA, United States
Contact Info 855 xxxxxxx
Websites
AUM* 6,703,955,512 6%
of that, discretionary 6,703,955,512 6%
Number of Employees 44 -14%
of those in investment advisory functions 28 8%
Private Fund GAV* 0
Avg Account Size 6,111,172 14%
% High Net Worth 42.00% 11%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Banking or thrift institutions
- Pension and profit sharing plans
- Charitable organizations
- State or municipal government entities
- Insurance companies
- Corporations or other businesses not listed above
- Other

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
- Selection of other advisers
- Educational seminars/workshops

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)

Reported AUM

7B 6B 5B 4B 3B 2B 958M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Form ADV-E Surprise Examination Reports

Accounting Firm Name Filing Date Form ADV-E
Accounting Firm Name ERNST & YOUNG LLP Filing Date11/26/2024 Form ADV-E View Report
Accounting Firm Name ERNST & YOUNG LLP Filing Date12/20/2023 Form ADV-E View Report
Accounting Firm Name ERNST & YOUNG LLP Filing Date02/27/2023 Form ADV-E View Report

Similar advisers

Adviser Hedge Fund Liquidity Fund Private Equity Fund Real Estate Fund Securitized Asset Fund Venture Capital Fund Other Fund Total Private Fund GAV AUM #Funds
Adviser WHITETAIL ROCK CAPITAL MANAGEMENT, LLC Hedge Fund- Liquidity Fund- Private Equity Fund- Real Estate Fund- Securitized Asset Fund- Venture Capital Fund- Other Fund83.6m Total Private Fund GAV83.6m AUM3.3b #Funds4
Adviser GRUPP FINANCIAL LLC Hedge Fund- Liquidity Fund- Private Equity Fund- Real Estate Fund- Securitized Asset Fund- Venture Capital Fund- Other Fund- Total Private Fund GAV- AUM75.3m #Funds-
Adviser SIMS CAPITAL MANAGEMENT LLC Hedge Fund- Liquidity Fund- Private Equity Fund- Real Estate Fund- Securitized Asset Fund- Venture Capital Fund- Other Fund- Total Private Fund GAV- AUM56.4m #Funds-
Adviser STEWART CAPITAL ADVISORS, LLC Hedge Fund- Liquidity Fund- Private Equity Fund- Real Estate Fund- Securitized Asset Fund- Venture Capital Fund- Other Fund- Total Private Fund GAV- AUM1.1b #Funds-
Adviser AMERISERV WEALTH ADVISORS INC Hedge Fund- Liquidity Fund- Private Equity Fund- Real Estate Fund- Securitized Asset Fund- Venture Capital Fund- Other Fund- Total Private Fund GAV- AUM1.1b #Funds-
Adviser WESPAC ADVISORS, LLC Hedge Fund- Liquidity Fund- Private Equity Fund- Real Estate Fund- Securitized Asset Fund- Venture Capital Fund- Other Fund- Total Private Fund GAV- AUM1.2b #Funds-
Adviser ZIONS CAPITAL ADVISORS, INC. Hedge Fund- Liquidity Fund- Private Equity Fund- Real Estate Fund- Securitized Asset Fund- Venture Capital Fund- Other Fund- Total Private Fund GAV- AUM830.8m #Funds-
Adviser BAIRD PRINCIPAL GROUP MANAGEMENT COMPANY I, LLC Hedge Fund- Liquidity Fund- Private Equity Fund- Real Estate Fund- Securitized Asset Fund- Venture Capital Fund- Other Fund- Total Private Fund GAV- AUM22.4m #Funds-
Adviser BAIRD PRINCIPAL GROUP MANAGEMENT COMPANY II, LLC Hedge Fund- Liquidity Fund- Private Equity Fund58.7m Real Estate Fund- Securitized Asset Fund- Venture Capital Fund- Other Fund- Total Private Fund GAV58.7m AUM81.7m #Funds1
Adviser BNY MELLON ETF INVESTMENT ADVISER, LLC Hedge Fund- Liquidity Fund- Private Equity Fund- Real Estate Fund- Securitized Asset Fund- Venture Capital Fund- Other Fund- Total Private Fund GAV- AUM11.1b #Funds-

Brochure Summary