Adviser Profile

As of Date 03/25/2026
Registration SEC, Approved, 10/28/1999
ADV Location SPRINGFIELD, MO, United States
Contact Info 417 xxxxxxx
Websites
AUM* 9,751,986,659
of that, discretionary 9,582,216,965
Number of Employees 123
of those in investment advisory functions 78
Private Fund GAV* 0
Avg Account Size 737,279
% High Net Worth 38.06%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers
- Publication of periodicals or newsletters
- Educational seminars/workshops

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

10B 8B 7B 5B 4B 3B 1B
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Form ADV-E Surprise Examination Reports

Accounting Firm Name Filing Date Form ADV-E
Accounting Firm Name HBK Filing Date08/18/2025 Form ADV-E View Report
Accounting Firm Name HBK Filing Date09/18/2024 Form ADV-E View Report
Accounting Firm Name HBK CPAS & CONSULTANTS Filing Date01/23/2024 Form ADV-E View Report

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Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker922908769 Stock NameVANGUARD INDEX FDS $ Position$1,603,702,491 % Position30.00% $ Change-1.00% # Change3.00%
Stck Ticker922042775 Stock NameVANGUARD INTL EQUITY INDEX F $ Position$567,191,495 % Position11.00% $ Change4.00% # Change2.00%
Stck Ticker46654Q724 Stock NameJ P MORGAN EXCHANGE TRADED F $ Position$184,957,064 % Position4.00% $ Change6.00% # Change10.00%
Stck Ticker464287226 Stock NameISHARES TR $ Position$151,390,346 % Position3.00% $ Change2.00% # Change3.00%
Stck Ticker808524102 Stock NameSCHWAB STRATEGIC TR $ Position$156,373,161 % Position3.00% $ Change-4.00% # Change1.00%
Stck Ticker922908363 Stock NameVANGUARD INDEX FDS $ Position$133,328,029 % Position3.00% $ Change-10.00% # Change-5.00%
Stck Ticker922020748 Stock NameVANGUARD MALVERN FDS $ Position$158,714,902 % Position3.00% $ Change19.00% # Change20.00%
Stck Ticker87283Q503 Stock NameT ROWE PRICE ETF INC $ Position$110,437,558 % Position2.00% $ Change12.00% # Change18.00%
Stck Ticker25434V732 Stock NameDIMENSIONAL ETF TRUST $ Position$106,810,755 % Position2.00% $ Change14.00% # Change10.00%
Stck Ticker464287200 Stock NameISHARES TR $ Position$111,833,846 % Position2.00% $ Change-2.00% # Change3.00%

Brochure Summary