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Adviser Profile

As of Date 03/29/2024
Adviser Type - Large advisory firm
- An investment adviser (or subadviser) to an investment company
Number of Employees 170 3.03%
of those in investment advisory functions 60 -7.69%
Registration SEC, Approved, 02/08/2000
AUM* 28,082,600,000 16.61%
of that, discretionary 25,782,300,000 17.68%
Private Fund GAV* 5,845,400,000 5.29%
Avg Account Size 6,104,913 9.01%
% High Net Worth 88.70% 0.45%
SMA’s Yes
Private Funds 35
Contact Info 212 xxxxxxx
Websites

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Investment companies
- Pooled investment vehicles
- Charitable organizations
- Insurance companies
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees

Reported AUM

Discretionary
Non-discretionary
24B 20B 17B 13B 10B 7B 3B
2015 2016 2017 2018 2019 2020 2021 2022 2023

Private Funds



Employees

Private Funds Structure

Fund Type Count GAV
Fund TypeHedge Fund Count8 GAV$3,101,800,000
Fund TypePrivate Equity Fund Count27 GAV$2,743,600,000

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Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker78462F103 Stock NameSPDR S&P 500 ETF TR $ Position$529,379,587 % Position43.00% $ Change6.00% # Change2.00%
Stck Ticker464287200 Stock NameiShares S&P 500 Index Fund $ Position$101,147,257 % Position8.00% $ Change4.00% # Change0.00%
Stck Ticker911312106 Stock NameUnited Parcel Service, Inc. $ Position$88,425,491 % Position7.00% $ Change-8.00% # Change0.00%
Stck Ticker922908363 Stock NameVanguard S&P 500 ETF $ Position$37,932,142 % Position3.00% $ Change4.00% # Change0.00%
Stck Ticker037833100 Stock NameApple Inc $ Position$41,892,259 % Position3.00% $ Change17.00% # Change-5.00%
Stck Ticker594918104 Stock NameMicrosoft Corp $ Position$34,480,682 % Position3.00% $ Change-3.00% # Change-9.00%
Stck Ticker48251w104 Stock NameKKR & Co Inc. $ Position$24,315,386 % Position2.00% $ Change5.00% # Change0.00%
Stck Ticker92204a702 Stock NameVanguard Info Tech ETF $ Position$18,439,925 % Position2.00% $ Change10.00% # Change0.00%
Stck Ticker922908769 Stock NameVanguard Total Stock Market In $ Position$24,240,023 % Position2.00% $ Change4.00% # Change1.00%
Stck Ticker46137v357 Stock NameInvesco ETF Trust S&P 500 Equa $ Position$20,267,881 % Position2.00% $ Change-8.00% # Change-5.00%

Brochure Summary