INTRODUCTION Legacy CG, LLC, DBA Legacy Consulting Group, LLC (“LCG”) is a Registered Investment Advisory firm registered with the U.S. Securities and Exchange Commission (SEC) since April 20, 2000. We are noticed filed in our home state of Texas which means we are authorized to do business in this state. We may conduct business in other states by claiming an exemption from registration. Our registration as an Investment Adviser does not imply any level of skill or training. The oral and written communications we provide you, including this Brochure, is information you can use to evaluate us and other advisers, which are factors in your decision to hire us or to continue to maintain a mutually beneficial relationship. This Brochure provides information about our qualifications and business practices. OWNERSHIP Legacy Consulting Group, LLC, is a limited liability company. As of January 1, 2021, ownership of LCG is as follows: Steven G. Wachs 41.5%, Roger A. Shake 41.5% held through a personal trust, Matthew Quinn 5%, Jennifer Schmitt 5% held through a personal trust, Jennifer Boling 5%, and Kimberly Durdin 2%. Steven G. Wachs is President and Chief Compliance Officer, and Roger A Shake is Vice President, Secretary and Treasurer. ADVISORY SERVICES OFFERED LCG is an investment advisory firm providing:
• Portfolio Management Services
• Financial Life Planning Services
• Special Project and Review & Consulting Services Our service constitutes an ongoing process by which: a) Your investment objectives, constraints and preferences are identified and specified; b) Your strategies are developed and implemented through a combination of financial assets; c) Capital market conditions and your circumstances are monitored; and d) Portfolio adjustments are made as appropriate to reflect changes to any or all the above relevant variables. PORTFOLIO MANAGEMENT SERVICES: We provide portfolio management services on either a discretionary or non-discretionary basis. Our portfolio management program is designed to provide you with the appropriate asset allocation, diversification, and risk characteristics consistent with portfolio management. Customized portfolio management services include portfolio design, quantitative and qualitative analysis, buy and sell recommendations, and portfolio rebalancing. The portfolio may include, but is not limited to, certain mutual funds purchased at net asset value (NAV) without paying any sales load. Selected stocks, exchange traded funds, bonds, and other securities can also be bought and sold. On a discretionary basis, we design, revise, and rebalance a custom portfolio for you. Investment allocations are determined based upon your investment objectives, risk tolerance, investment time horizon, tax situation and other various suitability factors. On a non-discretionary basis, we provide periodic recommendations to you and if such recommendations are approved, we will ensure that the authorized recommendations

are carried out. Custody of your accounts for both securities and funds will be maintained at a qualified designated custodian and clearing firm. Custody of client accounts for both securities and funds will be maintained at Charles Schwab & Co., Inc. (“Schwab”) Member FINRA/SIPC, or other Trust companies. FINANCIAL LIFE PLANNING SERVICES: Designed to help you define what you want out of your life, and how your financial situation can be adjusted so that you can lead a happier, more inspired, fulfilling life. Depending on your situation, the scope of the service can be limited or very broad. Areas that are typically covered include identification of life goals and objectives, an estimate of assets, liabilities and net worth, investment portfolio analysis, financial independence, retirement income needs, income tax situation review, disability and capital needs analysis, education funding needs and an estimate of estate value and settlement costs. On a broader scale, the plan may include advanced planning strategies to help you maximize your financial, social, and personal wealth. These planning features are designed to help minimize estate taxes, transfer assets to future generations, and provide for philanthropic and social causes of interest while retaining control and/or use of assets for your lifetime. We gather the required information through in-depth personal interviews. Information gathered includes a current financial status, future goals, and attitudes towards risk. Related documents supplied by you and a completed questionnaire are carefully reviewed and a written report is prepared. Implementation of the prepared plan or recommendations is solely at your discretion and will also determine how you want to implement the plan or recommendations. Review and Renewal Implementing the Client’s Financial Life Plan is essential to achieving their goals. Equally important is the need to take periodic measurements to determine the Client’s progress while maintaining the flexibility to respond to changes that occur in each situation. Our Review and Renewal process will involve an ongoing rotation of reviewing your Estate Planning, Risk/Insurance Management, Life Goals, Financial Independence and Wealth Management objectives, and Investment Risk Assessment. Depending on the complexity of the Client’s situation, Legacy Consulting Group will meet with the Client on a monthly, quarterly, semi-annual, annual, or in some cases, a less frequent basis. SPECIAL PROJECTS: From time to time, you may need assistance with special projects. This could involve, but is not limited to, projects such as estate settlement , divorce, and separation of assets consultation, set up of retirement plans, discussion and implementation of charitable gifting strategies, business consulting, etc. ASSETS UNDER MANAGEMENT: As of December 31, 2023, we manage discretionary assets under management of $304,305,337 and non-discretionary assets under management of $12,275,670.