Overview
Voya Financial Partners, LLC (“VFP,” “we,” or “us”) is dually registered as an SEC-registered investment
advisor and broker-dealer and a member of the Financial Industry Regulatory Authority (“FINRA”), with
its principal place of business located in Windsor, Connecticut. VFP, through predecessor firms, began
conducting business in 1993. Listed below is the Firm’s principal shareholder (i.e., those individuals
and/or entities that control 25% or more of VFP). Throughout this Brochure, clients of the Firm that
utilize investment advisory services may be referred to as “you” or “Client.” In addition to its role as a
registered investment advisor, as a broker-dealer VFP serves as the principal underwriter for certain
products of its affiliated insurance companies.
Voya Retirement Insurance and Annuity Company (“VRIAC”), 100% shareholder
In addition, the following affiliates indirectly own 25% or more of VFP:
Voya Holdings, Inc. is the sole shareholder of VRIAC;
Voya Financial, Inc., a publicly traded company and the sole shareholder of Voya Holdings, Inc.
Advisory Services Offered
VFP offers investment advisory services through its associated or access persons, who are also as
Investment Adviser Representatives (“IARs”), to clients pursuant to a written agreement. VFP’s retention
of clients is effected through a competitive bid process which the Firm chooses to participate at its sole
discretion.
VFP performs the following services pursuant to the contract the firm has with its client:
• IARs use a variety of methods outlined in Item 8 to analyze the client’s
situation as well
as economic factors, to develop investment analysis reports
• Long-term and short-term strategies are available for use in the compilation of client analysis
reports, provided that such strategies are appropriate to the needs of the client and consistent
with the client’s investment objectives, risk tolerance, and time horizons
• The IAR will recommend to a committee appointed by a plan sponsor client, or a designee of
such committee, the specific investment options in which the plan assets are to be invested,
which investment options are to be consistent with any investment guidelines or IPS provided
by the client.
• The IAR will provide advice to the committee (or its duly authorized designee) regarding the
selection and monitoring of the investment options in which the plan assets are to be invested
and will provide an evaluation of those options to the committee (or its designee) quarterly.
• The information provided quarterly by the IAR includes, but is not limited to the following:
(i) comparison of each of the plan’s investment options to the appropriate market index; (ii)
comparison of each fund to its appropriate peer group; and (iii) analysis of each fund on a
risk/return basis.
The limited circumstances under which investment advice is provided to the client are described in the
contract between the plan and VFP and its affiliates.
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Assets Under Management
As of December 31, 2021 VFP has no regulatory assets under management, either on a discretionary or
non-discretionary basis.