9AT: PFLUG KOORY, LLC

Adviser Profile

As of Date	02/09/2026
Registration	SEC, Approved, 09/26/2000
ADV Location	OMAHA, NE, United States
Contact Info	402 xxxxxxx
Websites

AUM^*	346,958,057 18%
of that, discretionary	324,591,274 18%
Number of Employees	2
of those in investment advisory functions	2
Private Fund GAV^*	0
Avg Account Size	2,798,049 17%
% High Net Worth	46.77% 10%
SMA’s	Yes
Private Funds	0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Charitable organizations

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser KIRTLAND FINANCIAL MANAGEMENT, INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM396.1m	#Funds-
Adviser MWS CAPITAL CONSULTANTS LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM193.7m	#Funds-
Adviser KELLEY INVESTMENTS	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM238.0m	#Funds-
Adviser SUMMITRY, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM3.4b	#Funds-
Adviser MEADOWBROOK WEALTH MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM110.1m	#Funds-
Adviser HARBOURFRONT WEALTH AMERICA INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM9.2m	#Funds-
Adviser KAHLER FINANCIAL GROUP, INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM173.9m	#Funds-
Adviser NEWBURY CAPITAL MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM154.1m	#Funds-
Adviser CRAIG DUVARNEY, CFP	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM371.0m	#Funds-
Adviser M&R CAPITAL MANAGEMENT INC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM522.3m	#Funds-

Brochure Summary

Overview

Pflug Koory, LLC was formed on September 1, 2000 through the merger of Pflug Investment Management, Inc. and Summit Value Investment Counsel, LLC. The current principal owners of the firm are Thomas F. Pflug, CFA, Megan Koory, CFA and Karen Sulentic, CFP®. Pflug Koory, LLC provides investment management services to its clients. We assist our clients by:  Educating them about investments and securities markets.  Reviewing their existing investments.  Helping them identify their future investment goals and objectives.  Helping them assess their financial risk tolerance.  Developing an appropriate investment policy reflecting our clients’ investment goals and risk constraints along with any specific directives or restrictions requested by our clients.  Implementing and monitoring the agreed upon investment policy.  Handling administrative tasks associated with brokerage/custody accounts.  Performing fundamental

research on stocks, bonds, and mutual funds to identify those securities most likely to serve the investment needs of our clients.  Placing trades for our clients’ accounts.  Reconciling our clients’ brokerage accounts with our own internal portfolio management system.  Providing quarterly reports of investments owned and portfolio performance.  Providing information to assist our clients in the preparation of their income tax returns.  Meeting with our clients periodically to review their investment policy, discuss their changing circumstances, and adjust their investment portfolio as necessary. Pflug Koory, LLC provides advice on wide range of investments, but we find most of our clients are primarily focused on stocks, bonds, and mutual funds. As of December 31, 2023, Pflug Koory, LLC managed a total of $295 million broken down between discretionary ($274 million) and non-discretionary ($21 million) accounts.

PFLUG KOORY, LLC

PFLUG KOORY, LLC

PRFLUG KOORY, LLC

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

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PFLUG KOORY, LLC PFLUG KOORY, LLC PRFLUG KOORY, LLC

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

PFLUG KOORY, LLC

PFLUG KOORY, LLC

PRFLUG KOORY, LLC