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Adviser Profile

As of Date 03/28/2024
Adviser Type - Large advisory firm
Number of Employees 15
of those in investment advisory functions 7
Registration SEC, Approved, 09/29/2000
AUM* 670,496,508 7.44%
of that, discretionary 670,496,508 7.44%
Private Fund GAV* 224,793,396 4.79%
Avg Account Size 4,088,393 8.09%
% High Net Worth 71.95% -1.07%
SMA’s Yes
Private Funds 5
Contact Info 212 xxxxxxx
Websites

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Banking or thrift institutions
- Pooled investment vehicles
- Charitable organizations

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Reported AUM

Discretionary
Non-discretionary
922M 790M 659M 527M 395M 263M 132M
2015 2016 2017 2018 2019 2020 2021 2022 2023

Private Funds



Employees

Private Funds Structure

Fund Type Count GAV
Fund TypeHedge Fund Count5 GAV$224,793,396

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Brochure Summary