Adviser Profile

As of Date 03/30/2026
Registration SEC, Approved, 01/24/2001
ADV Location WINSTON SALEM, NC, United States
Contact Info 336 xxxxxxx
Websites
AUM* 1,288,361,286 35%
of that, discretionary 1,134,617,922 20%
Number of Employees 8
of those in investment advisory functions 4
Private Fund GAV* 0
Avg Account Size 884,256 16%
% High Net Worth 60.04% 3%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers
- Publication of periodicals or newsletters

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)

Reported AUM

1B 973M 810M 648M 486M 324M 162M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

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Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker464287622 Stock NameiShares Russell 1000 ETF $ Position$103,752,699 % Position14.00% $ Change-5.00% # Change0.00%
Stck Ticker46137V613 Stock NameInvesco FTSE RAFI US 1000 ETF $ Position$96,389,750 % Position13.00% $ Change1.00% # Change0.00%
Stck Ticker921943858 Stock NameVanguard FTSE Developed Markets ETF $ Position$92,602,419 % Position12.00% $ Change2.00% # Change-1.00%
Stck Ticker46434V860 Stock NameiShares Treasury Floating Rate Bond ETF $ Position$67,734,143 % Position9.00% $ Change9.00% # Change8.00%
Stck Ticker921937827 Stock NameVanguard Short-Term Bond ETF $ Position$49,307,859 % Position6.00% $ Change2.00% # Change2.00%
Stck Ticker464287226 Stock NameiShares Core U.S. Aggregate Bond ETF $ Position$40,446,103 % Position5.00% $ Change1.00% # Change2.00%
Stck Ticker464287176 Stock NameiShares TIPS Bond ETF $ Position$36,761,280 % Position5.00% $ Change3.00% # Change2.00%
Stck Ticker46137V597 Stock NameInvesco FTSE RAFI US 1500 Small-Mid ETF $ Position$36,860,723 % Position5.00% $ Change2.00% # Change2.00%
Stck Ticker464287465 Stock NameiShares MSCI EAFE ETF $ Position$27,947,318 % Position4.00% $ Change0.00% # Change-1.00%
Stck Ticker46641Q837 Stock NameJPMorgan Ultra-Short Income ETF $ Position$22,423,549 % Position3.00% $ Change7.00% # Change7.00%

Brochure Summary